Associate 1 Sr Associate- Comms
2 months ago
Responsibilities
- Detect review and reportpotentially suspiciousactivities.
- Review Voice communications ofbank employees for adherence to firm and regulatory rules andrequirements.
- Use any available research toolsto identify publicly available information concerning transactionsand communications identified for furtherinvestigation
- Conducting both routine andspecial inquiries as required orrequested.
- Performing routine administrativeduties and reviews
- Working with FOCS managers toresolve instances of apparent breaches from firm and regulatoryrules
- Proactive and timely escalationof issues (including those from investigations) with adequatesupporting information to the MonitoringManager
- Provide daytoday assistance andsupport to the local Surveillance teams
- Assisting in regulatory andinternal investigations as assigned by the FOCS Management Team
- Ensure that relevant proceduressystems and controls are up to date and effective and to identify /facilitate remedial action wherenecessary
- Assist in preparing managementinformation and reporting regarding surveillance and monitoringactivities
- Contribute to the implementationRegulatory Group and CIB standards against market abuse andbreaches of Conduct of Business rulesetc.
- Assist in the enhancement ofexisting processes and develop new processes for identifyinginstances of Market Abuse and breaches to Conduct of Business andExchange rules etc.
- Ensure the use of workflowinvestigation tools
CandidateSummary:
EXperience Into Capital MarketsEcommerce Investigations Escalations.
1yrs
Chennai
ECommSurveillance,Capital Market
-
Customer Support Associate
1 month ago
Chennai, Tamil Nadu, India Mosahay associate pvt ltd Full timeA **customer support associate's** job role is to provide customer service, manage customer concerns, and build positive customer relationships: - Prepare for customer inquiries: Study products, services, and customer service processes Customer support associates should have strong interpersonal skills, be able to work independently and as part of a team,...
-
Customer Support Associate
3 months ago
Ambattur, Chennai, Tamil Nadu, India Mosahay associate pvt ltd Full timeA customer service associate's job description includes: - Responding to customer inquiries: Answering customer questions, understanding their concerns, and resolving issues - Providing technical support: Troubleshooting product and service issues - Maintaining customer relationships: Keeping customers satisfied and managing their concerns - Recording...
-
Customer Support Associate
6 months ago
Chennai, India MoSahay Associate Full time**Job Types**: Full-time, Fresher **Salary**: Up to ₹16,000.00 per month **Benefits**: - Provident Fund Schedule: - Day shift - Rotational shift **Education**: - Bachelor's (required) **Language**: - English (required) - Hindi (required) Ability to Commute: - Chennai, Tamil Nadu (required) Ability to Relocate: - Chennai, Tamil Nadu: Relocate...
-
Associate, Electronic Comms Surveillance
2 weeks ago
Chennai, Tamil Nadu, India BNY Mellon Full timeOverview Associate, Compliance & Control II At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeASSOCIATE LEVEL 1 (JOB NUMBER: MO 001706) **Job Description **Job Title**: Associate Level 1 **Date**: **Department**: AFS - MO **Location**: Chennai **Business Line / Function**: IFSO **Reports to**: - (Direct)_ Manager/Assistant Manager **Grade**: (if applicable) NA - (Functional)_ **Number of Direct Reports**: NA **Directorship /...
-
Associate Level 1
6 months ago
Chennai, Tamil Nadu, India BNP Paribas Full timeASSOCIATE LEVEL 1 (JOB NUMBER: BNP024499) About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions...
-
Design Associate
1 month ago
Chennai, India aagamya HR Solutions Full timeGreetings from Aagamya HR Solutions!Our Client is looking to build a team of young professionals who can act as a bridge of communication between us and Specifiers, Candidates with Bachelor degree in Architecture. Experience: 0-2 years. Preferably from the Building Materials Industry; experience in marketing building facade / cladding or similar experience,...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeJob Title: Associate Level 1 Date: Department: MO - Derivatives UK **Location**: Chennai Business Line / Function: AFS Reports to: (Direct) Assistant Manager Grade: (if applicable) (Functional) Assistant Manager Number of Direct Reports: NA Directorship / Registration: **POSITION PURPOSE**: Provide a brief description of the overall purpose of the...
-
Backend Officer
6 months ago
Pallavaram, Chennai, Tamil Nadu, India Vee Gee Associate Full timeJob Opportunity: Backend Officer **Company**: Vee Gee - Bank Loan Verification (Fraud Control Unit) Agency **Location**: Pallavaram, Chennai, Tamil Nadu **About Us**: Vee Gee is a prominent bank loan verification and fraud control unit agency operating in Tamil Nadu and Kerala. We are committed to ensuring the integrity and accuracy of loan verifications...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeJob Title: **Associate Level 1** Date: June 2020 Department: Data Administration **Location**: Chennai Business Line / Function: IFSO Reports to: (Direct) Asst. Manager / Manager Grade: (if applicable) (Functional) Manager Number of Direct Reports: NA Directorship / Registration: NA **POSITION PURPOSE**: The position will be responsible to...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeASSOCIATE LEVEL 1 (JOB NUMBER: HFS000089) Job Title: Associate Level 1 Date: Department: IFSO **Location**: Chennai Business Line / Function: HFS Reports to: - (Direct)_ Grade: (if applicable) - (Functional)_ Assistant Manager Number of Direct Reports: NIL Directorship / Registration: Position Purpose The individual would be responsible for...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeASSOCIATE LEVEL 1 (JOB NUMBER: FA 002224) **Job Title**: **Associate Level 1** **Date**: **Department**: IFSO **Location**: Chennai **Business Line / Function**: Reporting **Reports to**: - (Direct)_ Assistant Manager **Grade**: (if applicable) Junior Level - (Functional)_ Assistant Manager **Number of Direct Reports**: 0 **Directorship /...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeASSOCIATE LEVEL 1 (JOB NUMBER: HFS000032) Job Title: ASSOCIATE LEVEL 1 Date: Department: HFS-IS **Location**: Business Line / Function: INVESTMENT AND FUND SERVICES OPERATIONS Reports to: - (Direct)_ ASSISTANT MANAGER LEAD Grade: (if applicable) NA - (Functional)_ Number of Direct Reports: NA Directorship / Registration: NA Position Purpose -...
-
Front Office Associate
2 months ago
Saidapet, Chennai, Tamil Nadu, India bloom Hotel Group Full timeBloom is a next-generation hospitality-tech platform operating 50+ segment-leading hotels in India and attracting #GenZ and #SavvyTravelers. With smart rooms and workspaces in the most sought-after locations at affordable rates, Bloom promises a memorable, hassle-free stay. The company leverages in-house technology to automate workflows and ensure...
-
Process Associate
6 months ago
Chennai, India Cognet HR Solutions Full time**Requirements**: **We are hiring For Process Associate/ Sr. process associate/ Team Lead - Experienced** **Role: Accounts Executive/Accountant** **Functional Area: Accounts, Finance** **Employment Type: Full Time, Permanent** **Role Category: Accounts** **Shift : Only Night Shift** **Notice period: 0-15 days** **Location: Chennai** **Job...
-
Insurance Advisor
1 month ago
Chennai, Tamil Nadu, India Mosahay associate pvt ltd Full timeAn insurance advisor in an agency channel role typically has the following responsibilities: - **Provide insurance advice**: Help clients find the best insurance policies for their needs - **Analyze policy details**: Process policy adjustments and renewals - **Help with claims**: Assist clients with insurance claims and ensure they are satisfied with their...
-
Associate Level 1
5 months ago
Chennai, India BNP Paribas Full timeASSOCIATE LEVEL 1 (JOB NUMBER: CIB008046) - _ About BNP Paribas Group: Worldwide, BNP Paribas has a presence in 74 countries with more than 190,000 employees. It has key positions in its three main activities: Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services)...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeJob Title: Associate Level 1 Date: Department: BSO **Location**: Chennai Business Line / Function: BSO/Global Custody Tax Reports to: (Direct) Grade: (if applicable) NA (Functional) Assistant Vice President Number of Direct Reports: NA Directorship / Registration: **POSITION PURPOSE**: Global Custody team in BNP Paribas Securities Services are...
-
Associate Level 1
6 months ago
Chennai, India BNP Paribas Full timeJob Title: Associate Level 1 Date: Department: BSO **Location**: Chennai Business Line / Function: BSO/FDS Corporate Actions Reports to: (Direct) Grade: (if applicable) NA (Functional) Assistant Manager Number of Direct Reports: NA Directorship / Registration: **POSITION PURPOSE**: Global Custody team in BNP Paribas Securities Services are...
-
Associate Level 1
6 months ago
Chennai, Tamil Nadu, India BNP Paribas Full timeASSOCIATE LEVEL 1 (JOB NUMBER: DA 000268) About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions...