Group Lead Compliance
4 months ago
Key Responsibilities
• Pre-trade and Post-trade investment guideline exception investigation & resolution
• Working closely with portfolio management and other partners to ensure portfolio compliance
• Manual test execution
• Identification of investment guideline coding issues
• Investigating or troubleshooting potential errors when needed
• Participating in efficiency and improvement initiatives by providing ideas and suggestions on possible improvements to systems or processes
Required Qualifications
• Graduate from a tier 1 university with minimum 8 years of experience
• Understanding of Investment Company Act of 1940, Investment Advisor's Act, U.K., and European regulatory framework, such as various UCITS rules
• Strong understanding of financial markets, investment vehicles and asset classes.
Preferred Qualifications
• Hands on experience on ALADDIN order management system.
• Strong communication, interpersonal and time management skills.
About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
Full timeTimings
(2:00p-10:30p)India Business Unit
AWMPO AWMP&S President's OfficeJob Family Group
Legal Affairs-
Compliance Group Lead
3 weeks ago
Noida, Uttar Pradesh, India Ameriprise Financial Full timeThe Compliance Group Lead will be responsible for monitoring investment guidelines to approve orders/trades pre-trade and reviewing compliance alerts at a post-trade level. Key responsibilities include investigating and resolving pre-trade and post-trade investment guideline exceptions, working closely with portfolio management and other partners to ensure...
-
Compliance Group Lead
3 weeks ago
Noida, Uttar Pradesh, India Ameriprise Financial Full timeInvestment Guideline Monitoring and Compliance **Job Summary** We are seeking a highly skilled Compliance Group Lead to join our team at Ameriprise India LLP. As a key member of our compliance team, you will be responsible for monitoring investment guidelines and ensuring compliance with regulatory requirements. **Key Responsibilities** • Investigate...
-
Compliance Group Lead
4 days ago
Noida, Uttar Pradesh, India Ameriprise Financial Full timeKey Responsibilities:As a Compliance Group Lead, you will be responsible for monitoring Investment guideline compliance to approve Orders/Trades pre-trade and review compliance alerts at a post-trade level. Key responsibilities include:Investigation and resolution of pre-trade and post-trade investment guideline exceptionsCollaboration with portfolio...
-
Compliance Group Lead
2 weeks ago
Noida, Uttar Pradesh, India Ameriprise Financial Full timeJob SummaryThe Compliance Group Lead will be responsible for monitoring investment guidelines to approve orders/trades pre-trade and reviewing compliance alerts at a post-trade level. This role requires a strong understanding of financial markets, investment vehicles, and asset classes.Key ResponsibilitiesInvestigation and resolution of pre-trade and...
-
Compliance Group Lead
1 week ago
Noida, Uttar Pradesh, India Ameriprise Financial Full timeJob SummaryThe Compliance Group Lead will be responsible for monitoring investment guidelines to approve orders/trades pre-trade and reviewing compliance alerts at a post-trade level. This role requires a strong understanding of financial markets, investment vehicles, and asset classes.Key ResponsibilitiesInvestigation and resolution of investment guideline...
-
Compliance Group Lead
7 days ago
Noida, Uttar Pradesh, India Ameriprise Financial Full timeKey Responsibilities• Investigate and resolve investment guideline exceptions pre-trade and post-trade.• Collaborate with portfolio management and other partners to ensure portfolio compliance with regulatory requirements.• Execute manual tests to validate investment guidelines.• Identify and address investment guideline coding issues.•...
-
Group Manager Lead
3 weeks ago
Noida, Uttar Pradesh, India HCLTech Full timeJob Title: Group ManagerRole: Group Manager / Associate General ManagerFunction/Domain: Accounts Payable / Procure to Pay functionLocation: NoidaExperience: 12+ yearsShift timing: Candidate should be flexible for 24&5 as per client/ internal management requirementJob Profile:Responsible for Independently handling Accounts Payable activities for a global...
-
Compliance Lead
3 weeks ago
Noida, Uttar Pradesh, India Ameriprise Financial Full timeJob Title: Compliance Lead Job Summary: We are seeking a highly skilled Compliance Lead to join our team in the EMEA region. The successful candidate will be responsible for ensuring that our compliance systems are effective in monitoring investment guidelines and regulatory rules. Key Responsibilities: * Perform timely and effective reviews of IMAs and...
-
Compliance Lead
5 months ago
Noida, India Ameriprise Financial Full timeThe person needs to work on new account set up in compliance system for EMEA region. Key Responsibilities Perform timely and effective reviews of IMAs and prospectuses to identify and analyze investment guidelines and restrictions. Coordinate and collaborate with the contract office, client service, product, and/or legal to clarify interpretive issues...
-
Group Manager
3 weeks ago
Noida, Uttar Pradesh, India HCLTech Full timeJob Title: Group ManagerAt HCLTech, we are seeking a highly skilled and experienced Group Manager to join our team. As a Group Manager, you will be responsible for leading a team of professionals in the Procure to Pay function, ensuring the smooth operation of our financial processes.Key Responsibilities:Lead a team of 100+ FTEs in the Procure to Pay...
-
Sme Group Compliance
4 months ago
Noida, India Grant Thornton Full time**Job Summary**: - Skills - Accounting, taxation, finance, auditing, Banking, AR, MIS, AP SME Group - Compliance & Outsourcing-North Designation - Consultant Level Grade - S1 Location - Noida City - Noida Job Title - Consultant Educational Qualification - CA Work Mode - Hybrid **Roles & Responsibilities**: Responsible for maintaining the day to day...
-
Senior Software Development Lead
2 weeks ago
Noida, Uttar Pradesh, India UnitedHealth Group Full timeAt UnitedHealth Group, we're committed to helping people live healthier lives and making the health system work better for everyone. As a Senior Software Development Lead, you'll play a critical role in driving innovation and delivering high-quality software solutions that meet the needs of our customers. You'll lead a team of talented engineers and work...
-
Team Lead
3 weeks ago
Noida, Uttar Pradesh, India Study Group Full timeAbout the RoleThe Admissions Team Lead is responsible for guiding a small team of Admissions Processors in the effective management of student applications. This role ensures the team meets worklist targets and achieves required Service Level Agreements (SLAs), while upholding the highest standards of quality and productivity in the admissions process.Key...
-
Senior Technical Lead
1 week ago
Noida, Uttar Pradesh, India Ingenico Group Full timeIngenico Group is a global leader in payments acceptance solutions, with a rich history of innovation and expertise.As a trusted technology partner for merchants, banks, and fintech customers, our world-class terminals, solutions, and services enable the global ecosystem of payments acceptance.We are seeking an experienced and dynamic Technical Lead to join...
-
Risk Management Process Optimization Lead
1 week ago
Noida, Uttar Pradesh, India Study Group Full timeAbout the RoleThe Risk Management Process Optimization Lead will play a pivotal role in ensuring the optimization of risk management processes within the organization. This position is responsible for leading and implementing continuous improvement initiatives to enhance risk identification, assessment, and mitigation strategies across all business...
-
Data Engineering Lead
1 week ago
Noida, Uttar Pradesh, India UnitedHealth Group Full timeTransforming Healthcare through Data EngineeringAt UnitedHealth Group, we're committed to helping people live healthier lives and making the health system work better for everyone. As a Data Engineering Lead, you'll play a critical role in driving this mission forward by designing, developing, and maintaining data management solutions that improve health...
-
Strategic Risk Management Project Lead
4 days ago
Noida, Uttar Pradesh, India Study Group Full timeJob OverviewStudy Group seeks a dynamic individual to manage projects and lead the transactional quality team. This role is pivotal in overseeing and managing projects and the transactional quality team to support our sales, marketing, and finance departments.About the RoleCIRM Projects: Oversee a portfolio of admission excellence projects in line with...
-
Tech Lead
3 weeks ago
Noida, Uttar Pradesh, India Ingenico Group Full timeJob Title: Tech LeadIngenico Group is a global leader in payments acceptance solutions, with a rich history of innovation and expertise. Our diverse community of experts is dedicated to anticipating the evolution of commerce worldwide.As a trusted technology partner for merchants, banks, acquirers, ISVs, payment aggregators, and fintech customers, our...
-
Noida, India Lloyd Group of Institutions Full timeJob Description: Head of Cybersecurity Division - Lloyds Group of Institutions Position: Head of Cybersecurity Division Location: Lloyds Group of Instituitions, Greater Noida Type: Full-Time About: Lloyds Group of Institutions Lloyds Group of Institutions is dedicated to creating a world-class learning environment focused on technological...
-
Procurement Lead
3 weeks ago
Noida, Uttar Pradesh, India DS Group Full timeJob Title: Procurement LeadJoin DS Group as a Procurement Lead and take on a challenging role that requires strategic thinking, negotiation skills, and a passion for sourcing.About the Role:We are seeking a highly skilled Procurement Lead to lead our sourcing efforts for Agri Inputs. As a key member of our procurement team, you will be responsible for...