Compliance Specialist

1 month ago

Hyderabad, India WELLS FARGO BANK Full time
Job Description

About this role:

Wells Fargo is seeking a Compliance Specialist

In this role, you will:
  • Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
  • Oversee the Front Line's execution and challenges appropriately on compliance related decisions
  • Support the oversight or monitoring of a risk-based compliance program
  • Provide support in developing and overseeing standards with some business and functional knowledge
  • Provide compliance risk insight and support projects and initiatives with low to moderate risk for a business line or functional area
  • Work with a business unit, a defined set of rules and regulations on low to moderate risk compliance matters
  • Support the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change
  • Provide support in reporting findings and drafting recommendations to management
  • Support and implement initiatives with low to moderate risk
  • Interact with team to support risk oversight and monitoring
  • Manage and ensure accuracy of data
  • Troubleshoot system issues to determine root cause
  • Research and implement new regulatory rules and manage other Registration Team related projects
  • Identify and recommend opportunities for process improvement and risk control development
  • Establish and maintain effective relationships with various teams
  • Make decisions and resolve issues to meet business objectives
  • Interpret policies, procedures, and compliance requirements
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Interact with internal customers
  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
Required Qualifications:
  • 2+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications :
  • BA.LLB/CS/Banking Knowledge, Various Banking Product Knowledge
  • Experience in Compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Posting End Date:

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

  • Compliance Specialist

    4 weeks ago

    hyderabad, India WELLS FARGO BANK Full time

    About this role: Wells Fargo is seeking for a Compliance Specialist.In this role, you will: Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenges appropriately on compliance related decisions...

  • Compliance Specialist

    2 weeks ago

    hyderabad, India WELLS FARGO BANK Full time

    About this role: Wells Fargo is seeking for a Compliance Specialist.In this role, you will: Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenges appropriately on compliance related decisions...

  • Compliance Specialist

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Compliance Specialists to join the Insurance Licensing & Enterprise Registrations teams in India.The Insurance Licensing team works alongside Wealth Investment Management to aid in the process of licensure where Financial Advisors, their support team and licensed bankers are involved. This includes processes to keep...

  • Compliance Specialist

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking for a Compliance Specialist.In this role, you will:Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements.Oversee the Front Line's execution and challenges appropriately on compliance related decisionsSupport...

  • Compliance Specialist-4

    3 weeks ago

    Hyderabad, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Compliance Specialist... **In this role, you will**: - Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements - Oversee the Front Line's execution and challenges appropriately on compliance related...

  • Senior Compliance Specialist

    3 weeks ago

    Hyderabad, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Compliance Specialist...In this role, you will:Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirementsOversee the Front Line's execution and challenges appropriately on compliance related...

  • Microsoft 365 Security and Compliance Specialist

    1 week ago

    Hyderabad, Telangana, India M365Connect Full time

    Job Role: Microsoft 365 Security and Compliance Specialist Location: Remote Job Overview: We're seeking a highly skilled Microsoft 365 Security and Compliance Specialist to ensure our organization's data integrity and adherence to industry standards. This role will be pivotal in developing and maintaining a secure Microsoft 365 environment by implementing...

  • Microsoft 365 Security and Compliance Specialist

    2 months ago

    Hyderabad, India M365Connect Full time

    Job Role: Microsoft 365 Security and Compliance SpecialistLocation: RemoteJob Overview:We're seeking a highly skilled Microsoft 365 Security and Compliance Specialist to ensure our organization's data integrity and adherence to industry standards. This role will be pivotal in developing and maintaining a secure Microsoft 365 environment by implementing...

  • Compliance Specialist

    1 week ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    Responsibilities:Establish, implement, and maintain risk standards and programs to ensure compliance with regulatory and Corporate Policy requirements.Oversee the execution of third-party requirements and challenge compliance decisions.Provide oversight of risk-based compliance programs.Offer expertise in business knowledge for third-party...

  • QA & Compliance, Test Automation Specialist/Lead

    4 weeks ago

    Hyderabad, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital (‘Divested...

  • QA & Compliance, Test Automation Specialist/Lead

    3 weeks ago

    hyderabad, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital (‘Divested...

  • QA & Compliance, Test Automation Specialist/Lead

    4 weeks ago

    hyderabad, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital (‘Divested...

  • QA & Compliance, Test Automation Specialist/Lead

    3 weeks ago

    Hyderabad, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital (‘Divested...

  • QA & Compliance, Test Automation Specialist/Lead

    1 week ago

    Hyderabad, Telangana, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital ('Divested Group')....

  • QA & Compliance, Test Automation Specialist/Lead

    3 weeks ago

    Hyderabad, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital (‘Divested...

  • QA & Compliance, Test Automation Specialist/Lead

    4 weeks ago

    Hyderabad, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital (‘Divested...

  • Senior Compliance Specialist

    7 hours ago

    Hyderabad, India Dupont Full time

    JOB DESCRIPTION At DuPont, we are working on things that matter; whether it’s providing clean water to more than a billion people on the planet, producing materials that are essential in everyday technology devices from smartphones to electric vehicles, or protecting workers around the world.  If you would like to be a part of a premier multi-industrial...

  • QA & Compliance, Test Automation Specialist/Lead

    4 weeks ago

    Hyderabad, Telangana, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital ('Divested Group')....

  • QA & Compliance, Test Automation Specialist/Lead

    1 week ago

    Hyderabad, Telangana, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital ('Divested Group')....

  • QA & Compliance, Test Automation Specialist/Lead

    3 weeks ago

    Hyderabad, Telangana, India Alight Full time

    Your candidacy is currently being considered for a requisition for an Alight Inc group company. As you may be aware, Alight has announced intent to divest its Payroll & Professional Services business to HIG Capital. After the transaction closes, this position will be aligned to the new Payroll & Professional Services owned by HIG Capital ('Divested Group')....