Surveillance Officer

2 weeks ago

Gujarat International Finance TecCity, India Tower Research Capital Full time
Responsibilities :

The Surveillance Officer will be responsible for:

Undertaking daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues. Escalating issues to business partners, including follow up communication with senior stakeholders. Assisting with responding to regulatory requests for information. Assisting the regional and global compliance team in the strategic enhancements of the firm's surveillance platform. Reviewing and drafting internal procedures, policies and guidance where required. Conducting other ad-hoc project work as required by the regional or global compliance team.

Qualifications:

At least 3 to 5 years of experience in a trade surveillance role at a financial institution (e.g. investment bank, broker, trading venue/exchange, proprietary trading firm or regulator). Working knowledge of the Nasdaq Trade Surveillance (SMARTS) tool. Experience of designing, testing and calibrating surveillance models and parameters. Good knowledge of Market Conduct/Market Abuse rules and regulatory frameworks. Proven analytical skills, including the analysis of large amounts of order and trade data whilst maintaining attention to detail. The ability to work and prioritize independently coupled with the judgment to involve management with issues as needed. Excellent written and verbal communication skills. Strong Microsoft Excel/Google Sheet knowledge and skills.

Preferred Qualifications:

Working knowledge of coding languages such as SQL and Python  Some exposure to technical aspects of high frequency/algorithmic trading 

Benefits

Tower continues to enhance the in-house trading system and strategies that have positioned the firm as a leader in the thriving field of quantitative trading. While Tower offers challenges and rewards rivaling those of any Wall Street firm, Tower’s cubicle-free workplace, jeans-clad workforce, and well-stocked kitchens reflect the premium the firm places on quality of life. Benefits include:

Competitive salary and performance-based bonuses 5 weeks of paid vacation per year Breakfast, lunch, dinner, and snacks on a daily basis Cab facility within Gurgaon Health club allowances

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