Principal Officer
3 days ago
Position Name -
Principal Officer
Location - Gift City, Gandhinagar
Experience Range - 5+ yrs
Mandatory Requirement
- Minimum 5+ years in fund management, compliance, investment
- strong background in investment management, fund raising, SEBI/IFSC regulations, and risk & compliance oversight.
Job Roles And Responsibilities
- Oversee fund structuring, investment strategies, and portfolio management in line with IFSC/GIFT City regulations.
- Drive fundraising activities, investor relations, and capital deployment strategies.
- Ensure compliance with SEBI (IFSC) Guidelines and other regulatory frameworks applicable to FMEs.
- Act as the designated Principal Officer responsible for ensuring full regulatory compliance.
- Liaise with IFSCA, SEBI, RBI, and other regulatory bodies for reporting, audits, and compliance matters.
- Develop, implement, and monitor risk management policies to mitigate regulatory and operational risks.
- Conduct due diligence, investment analysis, and risk assessment of fund portfolios.
- Ensure alignment of fund operations with financial and regulatory requirements.
- Establish and oversee internal control mechanisms for fund performance and investor protection.
Qualification And Experience
- Minimum 5+ years in fund management, compliance, investment
- Qualification: MBA (Finance), CFA, CA, or equivalent financial certification.
- Domain Expertise: Strong knowledge of SEBI (IFSC) Guidelines, IFSCA regulations, AIF structures
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