Analyst - Regulatory Compliance (RAS)

1 day ago

Bengaluru, Karnataka, India Wipfli Advisory LLC Full time ₹ 5,00,000 - ₹ 15,00,000 per year
Overview

Analyst -Regulatory Compliance 

Essential Responsibilities:


• Review and understand various applicable regulatory compliance regulations, interpret the requirements and check policies, procedures,files and transactions for compliance.
• Responsibilities include analysis, problem solving and testing samples of work of others for compliance with underlying regulations and policies and procedures.
• Deliver high-quality work products and assist other team members within the service line.
• Adhere to the work plan defined by the Senior/Manager
• Support the team in providing other compliance related services to financial services and other industry clients as required.
• Participate in calls with the onshore (US) team to discuss team progress,quality and productivity.
• Team player with good interpersonal and communication skills.

Essential Qualifications and Experience:


• Master's or bachelor's degree in accounting or finance (M. Com/B. Com/MBA). Major in Banking would be a plus.
• Minimum 2 years of experience in the banking industry. Experience in reviewing and interpreting regulations, policies and procedures in areas such as deposits, loans, and other banking-related regulations, and verifying compliance with these requirements is strongly preferred.
• Familiar with calculation of interest workings
• Prior experience of working with overseas team is desirable.
• Experience working with US based financial institutions is an added advantage.

Skills & Abilities:


• Good spoken and written English
• Self-motivated and detail-oriented
• Strong desire and capacity to learn
• Ability to plan and prioritize multiple projects, follow through on requests, take initiative, work under pressure and meet deadlines.
• Able to generate quality work in a timely manner with strong attention to detail.
• Able to communicate well with team members across US and India.
• Ability to grasp new things quickly and apply learnings
• Team player with strong interpersonal and communication skills
• Good knowledge of Microsoft Outlook, Excel and Word, and Adobe. Prior experience with CaseWare is a plus.

  • Regulatory Compliance Analyst

    6 days ago

    Bengaluru, Karnataka, India Finastra Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Who are we?At Finastra, we are a dynamic global provider of open finance software solutions, dedicated to expanding access to financial services. Our innovative applications span Lending, Payments, Treasury and Capital Markets, and Universal Banking. Proudly serving over 8,000 customers, including 45 of the world's top 50 banks, we aim to boost financial...

  • Regulatory Compliance Analyst

    7 days ago

    Bengaluru, Karnataka, India Finastra Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Who are we?At Finastra, we are a dynamic global provider of open finance software solutions, dedicated to expanding access to financial services. Our innovative applications span Lending, Payments, Treasury and Capital Markets, and Universal Banking. Proudly serving over 8,000 customers, including 45 of the world's top 50 banks, we aim to boost financial...

  • Compliance SMEs For Regulatory Compliance

    5 days ago

    Bengaluru, Karnataka, India NTT DATA, Inc. Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    About the Job : Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws/ regulatory requirements for category II AIFs.The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance mattersKey ResponsibilitiesCompliance...

  • Compliance SMEs for Regulatory Compliance

    2 weeks ago

    Bengaluru, Karnataka, India NTT DATA Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Req ID: 342985NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Compliance SMEs for Regulatory Compliance to join our team in Bangalore, Karnātaka (IN-KA), India (IN). Jr. Business...

  • Compliance Analyst

    22 hours ago

    Bengaluru, Karnataka, India Target Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    About UsAs a Fortune 50 company with more than 400,000 team members worldwide, Target is an iconic brand and one of America's leading retailers.Joining Target means promoting a culture of mutual care and respect and striving to make the most meaningful and positive impact. Becoming a Target team member means joining a community that values different voices...

  • Compliance Analyst

    1 day ago

    Bengaluru, Karnataka, India Target Full time ₹ 5,00,000 - ₹ 12,00,000 per year

    About us:As a Fortune 50 company with more than 400,000 team members worldwide, Target is an iconic brand and one of America's leading retailers.Joining Target means promoting a culture of mutual care and respect and striving to make the most meaningful and positive impact. Becoming a Target team member means joining a community that values different voices...

  • Regulatory Compliance Manager

    3 days ago

    Bengaluru, Karnataka, India Pine Labs Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Manager – Regulatory ComplianceThose who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.ROLE PURPOSEWe are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business...

  • Global Trading Regulatory and Compliance Coordination Manager

    23 hours ago

    Bengaluru, Karnataka, India ExxonMobil Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    About usAt ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world's largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for.The success of our Upstream, Product Solutions and Low Carbon...

  • Compliance Analyst

    6 days ago

    Bengaluru, Karnataka, India Brickwork Ratings (BWR) Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    Education : Bachelor's/Master's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage. Experience : 4 to 6 years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs. Preference will be given to...

  • Business Compliance

    1 day ago

    Bengaluru, Karnataka, India ExxonMobil Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Title - Business Compliance / Operations AdvisorDear Candidates,Greetings from ExxonMobilExxonMobil is organizing scheduled in-person interviews at Bengaluru for Business Compliance / Operations Advisor role.Work Location: Bengaluru (Last date to apply is 25th Oct 2025)Note: Shortlisted candidates will receive an interview invitation letter from...