Vice President, Enterprise Risk

Job Description
Vice President, Enterprise Risk

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities, and people everywhere.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what is all about. Join us and be part of something extraordinary.

We are seeking a future 2LOD Testing Officer for the role of Vice President to join our Compliance Testingteam within 2LOD Risk and Compliance (R&C) – Independent Review and Assurance Group. This role is based out of Pune.

In this role, you'll make an impact in the following ways
:

The Vice President, Testing – Engineering & Information Security will lead and execute independent control evaluation across BNY's engineering organization and information-security programs.

• Lead compliance testing of software development lifecycles, DevOps pipelines, cloud architectures and change-management controls
• Evaluate core information-security and cyber-security controls like vulnerability management, access controls, incident response, encryption and network security against applicable laws, regulations and BNY policies.
• Design, implement, and oversee AI risk and compliance testing framework evaluating data governance, algorithmic fairness, transparency and resilience of all AI/ML solutions
• Manage end-to-end testing engagements in line with the Global Methodology Standard and Annual Testing Plan, managing all phases of each review from scoping, planning through execution, reporting and remediation tracking - with minimal oversight.
• Communicate findings and risk ratings clearly to senior engineering, security and risk stakeholders, and partner with them to drive corrective actions that sustain regulatory and corporate compliance across the enterprise
• Designing and automating test scripts for testing/assurance (beyond current day job, and using existing skills)
• Conduct quality assurance reviews for your peers / other testers in line with the Global Methodology Standard.
• Use MS Office and BNY's proprietary AI tools for data analysis, visualization, and reporting.
• Recording of all testing activities in Risk and Compliance Testing system.
• Escalate issues promptly and propose remediation solutions.
• Manage multiple priorities, take ownership of tasks, and ensure accuracy and timely completion.
• Collaborate actively within the team, build strong stakeholder relationships across three lines of defense, and represent testing team in internal and client meetings.
• Participate in team and departmental projects.
• Ensure compliance with all BNY corporate policies and training requirements.
• Champion the use of BNY's proprietary AI tools to improve testing accuracy and operational efficiency.
• Confidently leverage BNY's proprietary AI tools to streamline compliance tasks, improve documentation accuracy, accelerate reporting, and control assessments, draft risk narratives, identify control gaps, and streamline stakeholder communications.
• Will report to Head of India R&C Assurance & Testing and will closely work with Global & Regional R&C Assurance and Testing Leads, Business Compliance Officers and various senior stakeholders at BNY's Engineering Practice

To be successful in this role, we're seeking the following:

• Education: Preferred secondary/university graduate degree in Business, Compliance, Technology, Engineering, Finance, or related discipline, or equivalent combination of education and experience.
• Relevant industry qualifications (e.g., CISA, CISM, ISO/IEC 27001 Lead Auditor, CRISC, CISSP, CISI, IMC, CFA, IAPP certifications) are advantageous.
• Experience: Minimum 5-7 years of financial industry experience, preferably with at least 3-5 years in Information Security Audit or a Control role ideally gained at a large bank, financial institution, public accounting firm, or regulatory body. Familiarity with other Risk and Compliance frameworks / domains, compliance testing, control testing, and/or internal audit would be an added advantage.
• Building AI solutions and automating control testing preferred.
• Proven track record of managing compliance testing or audit processes independently and under tight deadlines.
• Strong analytical skills with ability to identify, collate, and distill relevant information.
• Excellent verbal and written communication skills stakeholder management and leadership presence
• Ability to work independently, prioritize competing demands, and proactively manage challenges.
• Strong interpersonal skills to collaborate effectively with stakeholders across the Three Lines of Defense.
• Sound risk awareness and ability to apply outcome-focused regulation while understanding commercial pressures.
• Proficient in Microsoft Office applications (Word, Excel, PowerPoint).
• Attention to detail and commitment to delivering high-quality work within deadlines.
• Ability to train and mentor junior team members on compliance testing methodologies and systems.
• Aptitude for problem-solving, critical thinking, and developing practical solutions.

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• America's Most Innovative Companies, Fortune, 2025
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• "Most Just Companies", Just Capital and CNBC, 2025

Our Benefits And Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.