Senior Associate, Control

Senior Associate Control

At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what is all about. Join us and be part of something extraordinary.

We're seeking a future team member for the role of Senior Associate Control to join our Markets team. This role is located in Pune, MAH – HYBRID.

In this role, you'll make an impact in the following ways:

• Support Markets responsibilities relating to Know-Your-Customer (KYC) Customer Due Diligence (CDD), Anti-Money Laundering (AML), Banking Secrecy Act (BSA) and Business Sanctions.
• Complete new and/or update Business-Specific Data Lineage and Risk Coverage Mapping Cards, and review with the BCO (or equivalent) for approval.
• Assist with the preparation of AML, Anti-Tax and Anti-Corruption Risk Assessments, coordinating extensively with business stakeholders.
• Review and monitor AML management information reporting from the Center of Excellence, supporting the business in meeting deadlines.
• Track and facilitate business responses and documentation for AML and Sanctions Internal Audits and Compliance Monitoring reviews.
• Ensure Markets has written policies, procedures and controls reasonably designed to comply with BNY's Global AML/KYC Policy.
• Coordinate distribution and communication of sanctions-related information from the Global Compliance Division.
• Oversee screening processes, including data flow, data quality, data lineage, testing of screening effectiveness, and review of results.
• Support annual AML-related matters such as blocked property attestations, PEP reviews, DNDBW screenings and FinCEN 314(a) search responses.

To be successful in this role, we're seeking the following:

• Bachelor's degree in a related discipline or equivalent combination of education and experience.
• 5-7 years of relevant experience; compliance, AML or sanctions background preferred.
• Keen interest and/or experience in AML or sanctions and regulatory matters (e.g., KYC, AML, Economic Sanctions).
• Relevant knowledge of financial institutions and markets.
• Strong written and verbal communication skills.
• Proven ability to work collaboratively and manage multiple tasks/projects simultaneously.
• Excellent organizational and time management skills, with strong problem-solving capabilities.

At BNY, our culture speaks for itself, check out the latest BNY news at:

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Here's a Few Of Our Recent Awards
America's Most Innovative Companies, Fortune, 2024

World's Most Admired Companies, Fortune, 2024

Human Rights Campaign Foundation, Corporate Equality Index, 100% score,

Best Places to Work for Disability Inclusion, Disability: IN – 100% score,

"Most Just Companies", Just Capital and CNBC, 2024

Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024

Bloomberg's Gender Equality Index (GEI), 2023

Our Benefits And Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.