Compliance Officer

2 days ago

Ahmedabad Gandhinagar, India Upman Placements Full time ₹ 8,00,000 - ₹ 12,00,000 per year

Role Compliance Officer

Location GIFT City, Gujarat

Experience 3 to 10 yrs

Education: CS/CA/CMA/ Bachelor of Laws (LLB)

Key Responsibilities:

  • Ensure adherence to relevant laws, regulations, and industry standards applicable
  • The focus is to act as an oversight to the compliance and operations and to ensure that the activities align and implemented on time as per the regulatory requirements.
  • Ensures the entitys readiness for internal audits, statutory audits, and inspections by IFSCA or other regulators.
  • Identify, assess, and mitigate risks associated with asset management activities.
  • New Fund Set up, New Fund Registrations with statutory Bodies as required under IFSCA/ SEZ regulations
  • Review of PPM, Contribution agreements and side letters for GIFT Funds and tracking and ensuring compliances and obligations from the fund documents
  • Overseeing investor onboarding including due diligence and risk categorisation of investors in GIFT City
  • Provide regular reports to the stakeholders on compliance and risk management matters.
  • Work closely with the Principal Officer, Compliance Officer, and other teams to ensure seamless coordination and effective risk management.

Daksha Sindhi

Voice / WhatsApp

E – Mail –

  • Compliance Officer

    1 week ago

    Gandhinagar, India RestAlgo Tech pvt ltd Full time

    HelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI **Salary**: From ₹20,000.00 per month Schedule: - Day shift **Experience**: - total work: 5 years...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, India Bruc Bond Full time

    Company description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...

  • Compliance Officer

    1 week ago

    Gandhinagar, India Bruc Bond Full time

    Company description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India CDSL VENTURES Full time ₹ 12,00,000 - ₹ 15,00,000 per year

    Job Description – Compliance Officer (KRA Operations, IFSC - GIFT City)Salary: Rs 12-15 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Compliance Officer (Deputy Manager) – KRA OperationsLocation: GIFT City, Gandhinagar, Gujarat (IFSC)Department: Compliance – KYC Registration AgencyReports To: Senior Manager / Head of ComplianceRole Objective:To...

  • Compliance Officer

    1 week ago

    Gandhinagar, India Bruc Bond Full time

    Company description: Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Bruc Bond Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Company description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...

  • Compliance Officer

    2 days ago

    Gandhinagar, Gujarat, India InCred Capital Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Entity name: InCred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...

  • Compliance Officer

    4 weeks ago

    Gandhinagar, India InCred Capital Full time

    Entity name: InCred Alternative Investments Private Limited Job Title: Compliance Officer for FME Location: GIFT City, Gandhinagar, GJ. Department: Compliance Job Summary: The Compliance Officer will be responsible for ensuring adherence to regulatory requirements, internal policies, and compliance frameworks. The role involves monitoring and evaluating...

  • Compliance Officer

    2 days ago

    Gandhinagar, India Deutsche Bank Full time

    B usiness Division: Compliance Functional Title: Compliance Officer Corporate Title: Assistant Vice President Job Posting Title: Compliance Officer Location: IFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which...

  • Compliance Officer

    3 days ago

    Gandhinagar, India Deutsche Bank Full time

    B usiness Division: Compliance Functional Title: Compliance Officer Corporate Title: Assistant Vice President Job Posting Title: Compliance Officer Location: IFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which...