Compliance Officer
2 days ago
Role Compliance Officer
Location GIFT City, Gujarat
Experience 3 to 10 yrs
Education: CS/CA/CMA/ Bachelor of Laws (LLB)
Key Responsibilities:
- Ensure adherence to relevant laws, regulations, and industry standards applicable
- The focus is to act as an oversight to the compliance and operations and to ensure that the activities align and implemented on time as per the regulatory requirements.
- Ensures the entitys readiness for internal audits, statutory audits, and inspections by IFSCA or other regulators.
- Identify, assess, and mitigate risks associated with asset management activities.
- New Fund Set up, New Fund Registrations with statutory Bodies as required under IFSCA/ SEZ regulations
- Review of PPM, Contribution agreements and side letters for GIFT Funds and tracking and ensuring compliances and obligations from the fund documents
- Overseeing investor onboarding including due diligence and risk categorisation of investors in GIFT City
- Provide regular reports to the stakeholders on compliance and risk management matters.
- Work closely with the Principal Officer, Compliance Officer, and other teams to ensure seamless coordination and effective risk management.
Daksha Sindhi
Voice / WhatsApp
E – Mail –
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