Analyst, Global Independence Risk
8 hours ago
Role & Responsibilities
- Ensure the quality, integrity, and completeness of client and related-party data in independence compliance systems.
- Support engagement teams in complying with independence policies and global regulatory standards (IESBA, SEC, AICPA, PCAOB).
- Evaluate potential conflicts of interest and financial relationships.
- Perform secondary research to verify data accuracy.
- Run periodic reports and reconcile data across systems to maintain consistency and accuracy.
- Update documentation for relevant processes; ensure guidance is up to date.
- Participate in User Acceptance Testing (UAT) and system deployment activities.
- Work on projects as required and contribute to best practices and process improvements.
- Support knowledge-sharing initiatives and provide training to team members where necessary.
Preferred Candidate Profile
- Postgraduate/MBA in Finance, MCom, or related field.
- 02 years of relevant experience (1–3 years acceptable for entry-level analysts).
- Basic knowledge of financial instruments: equities, mutual funds, loans, insurance.
- Strong analytical skills with attention to detail and professional skepticism.
- Excellent verbal and written communication skills.
- Proficiency in MS Office (Excel, Word, PowerPoint); knowledge of data/analytics tools is a plus.
- Familiarity with research platforms (e.g., Bloomberg, Refinitiv) is advantageous.
- Ability to handle confidential/sensitive information with discretion.
- Comfortable working independently and collaboratively in a dynamic environment.
- Adaptable to process changes and team dynamics; willingness to work extra hours during busy periods.
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