Junior Associate

2 days ago


Kozhikode, Kerala, India MS Full time ₹ 4,00,000 - ₹ 6,00,000 per year
  • Support the Compliance Team with all
    compliance-related administrative tasks
    , including documentation, filing, and maintaining compliance registers.
  • Provide assistance to the
    Team Lead – Compliance
    in managing day-to-day compliance activities and initiatives.
  • Assist the
    MLRO
    in performing
    Client KYC (Know Your Customer)
    checks and due diligence in line with regulatory and internal standards.
  • Perform
    client onboarding and risk assessments
    as assigned by the Compliance Officer and MLRO.
  • Monitor and maintain compliance trackers, registers, and reporting logs (e.g., breaches, gifts, training, and conflict of interest registers).
  • Assist in the
    review and update of compliance policies and procedures
    under the guidance of senior compliance staff.
  • Support in the
    collection, verification, and maintenance of client documentation
    to ensure ongoing compliance.
  • Assist in the preparation of
    compliance reports
    and internal/external regulatory submissions as required.
  • Help with
    screening activities
    using AML/CFT monitoring systems and escalating potential hits to senior compliance officers.
  • Support the team in
    conducting internal compliance reviews, audits, and training sessions
    .
  • Stay informed about
    regulatory updates, industry developments, and changes in compliance standards
    .
  • Carry out
    any other tasks or projects
    as assigned by the Compliance Officer and MLRO.
  • Assist in
    researching and summarizing regulatory updates, compliance requirements, and industry best practices
    as assigned by the Team Lead – Compliance or by the MLRO.


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