
Company Secretary
3 days ago
Location:
Mumbai / Noida
Experience:
8–12 Years
Industry Preference:
Broking / Capital Markets
Joining:
Early joiners preferred
About the Role
We are seeking an experienced
Company Secretary (CS)
with strong expertise in compliance, governance, and regulatory frameworks specific to the broking and financial services industry. The ideal candidate will ensure adherence to SEBI, NSE, BSE, and other regulatory requirements, while supporting strategic initiatives of the organization.
Key Responsibilities
- Ensure compliance with
Companies Act, 2013
, SEBI regulations, and other applicable laws. - Manage
board meetings, committee meetings, and shareholder meetings
including preparation of agenda, notices, minutes, and filings. - Handle
statutory filings
with MCA, SEBI, stock exchanges, and other authorities. - Advise management on
corporate governance practices
and ensure regulatory alignment. - Maintain statutory registers, records, and ensure timely renewals of licenses and approvals.
- Liaise with regulators, auditors, legal counsel, and stakeholders.
- Support the business in
broking-specific compliance matters
including exchange-related obligations. - Provide guidance on
corporate restructuring, mergers, acquisitions, and secretarial due diligence
as required.
Requirements
- Qualified Company Secretary (ACS/FCS)
with 8–12 years of relevant experience. - Strong background in the
broking / capital markets / financial services industry
is mandatory. - In-depth knowledge of corporate laws, SEBI guidelines, and stock exchange compliances.
- Proven track record of managing board-level governance and stakeholder relationships.
- Excellent drafting, communication, and interpersonal skills.
- Ability to work independently and handle regulatory inspections.
Preferred
- Early joiners will be given preference.
- Exposure to listed company compliance will be an added advantage.
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