Monitoring Compliance Officer

12 hours ago


Pune, Maharashtra, India Crédit Agricole CIB Full time ₹ 6,00,000 - ₹ 18,00,000 per year

Job Description
Summary of the position:
You will be joining the Markets Regulatory Compliance Monitoring department, which is a critical function within CACIB, responsible for the identification, assessment, monitoring and reporting of the Bank's compliance risks.

Cpl
Global Compliance (CPL)'s mission is to contribute to ensuring compliance of the activities and operations of the Bank and its employees with legislative and regulatory provisions as well as internal and external rules applicable to CACIB's activities in matters of banking and financial activities, or which could lead to criminal sanctions, sanctions from regulators, disputes with clients and more broadly reputational risk.

Main Duties
Within the Compliance Monitoring team, you are mainly responsible for :

  • Assessing non-compliance risks by ensuring, through a risk-based approach, the proper application of financial market regulations, laws and codes;
  • Performing compliance monitoring controls and/or spot checks
  • Carry out compliance checks on MiFID, EMIR, ESMA, SFTR, PRIIPS, DFA regulations;
  • Participate in the completion of the Compliance monitoring control plan: each Compliance Controller shall execute his/her controls and fill the related results into the dedicated spreadsheet;
  • Participate in the control framework of employees who fall in scope of the DFA registration and register them within the CACIB AP list, maintain this list on a day-to-day basis and monitors it through monthly controls.
  • Perform periodic consolidated reports, Key Production Indicators, and Management Indicators from the global Local Compliance Network, with a focus on Market activities monitoring.
  • Participate in the consolidation of stakeholders' contributions and communication of the finalized support to GMRC management.

Complément

Secondary Duties
Participate in the definition of dashboards and service management reports;

Participate in ad-hoc requests, special projects, investigations or regulatory reviews;

Participate in the drafting and maintenance of procedures and modernization of processes.

Be involved, at your own level, in the dissemination of the Compliance culture, including in your interactions with the Business line and Compliance advisory.

Application criteria

Company Crédit Agricole CIB

About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July ,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients. By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offersare open to persons with disabilities. For more information, please visit Twitter: LinkedIn: By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.



  • Pune, Maharashtra, India MAA Pranaam Suvidha Limited Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    We are looking for ESIC & PF Compliance officer. Key responsibilities include ESIC Compliance, PF Compliance, Record keeping & documentation, Compliance monitoring, Employee communication & Support, Coordination with HR & Finance.


  • Pune, Maharashtra, India METRO Global Solution Center IN Full time US$ 90,000 - US$ 1,20,000 per year

    Metro Global Solution Center (MGSC) is internal solution partner for METRO, a €30 Billion international wholesaler with operations in 30 countries through 630 stores & a team of 85,000 people globally. Metro operates in a further 10 countries with its Food Service Distribution (FSD) business and it is thus active in a total of 31 countries.MGSC, location...

  • Compliance Officer

    3 days ago


    Pune, Maharashtra, India Deutsche Bank Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    The DWS Anti-financial Crime (AFC) and Compliance Testing team, part of the AFC and Compliance Department, conducts reviews to evaluate the firms compliance with applicable laws and regulations and to ensure that control gaps are escalated and mitigated through remedial actions.The Compliance Officer will support the Americas Head of AFC and Compliance...


  • Pune, Maharashtra, India Vishay Electronic Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    We are seeking great talent to help us build The DNA of tech.Vishay manufactures one of the world's largest portfolios of discrete semiconductors and passive electronic components that are essential to innovative designs in the automotive, industrial, computing, consumer, telecommunications, military, aerospace, and medical markets. We help the world's most...

  • API Monitoring

    1 week ago


    Pune, Maharashtra, India Glossary Hub Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Responsibilities:* Collaborate with cross-functional teams on incident resolution.* Ensure compliance with regulatory requirements through monitoring.* Design, implement & optimize API monitoring solutions.


  • Pune, Maharashtra, India Deutsche Bank Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Role DescriptionThe DWS Anti-financial Crime (AFC) and Compliance Testing team, part of the AFC and Compliance Department, conducts reviews to evaluate the firms compliance with applicable laws and regulations and to ensure that control gaps are escalated and mitigated through remedial actions.The Compliance Officer will support the Americas Head of AFC and...


  • Pune, Maharashtra, India UBS Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Your role Act as our in-house anti-money laundering transaction monitoring subject-matter expert To analyse and investigate Anti-Money Laundering (AML) alerts as flagged by the monitoring system Identify risks and constructively challenge risks, controls and processes Support ongoing client, regulatory and audit requirements on regular and ad-hoc basis ...


  • Pune, Maharashtra, India Fresenius Kabi Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    At Fresenius Kabi, we are driven by a commitment to improve the quality of lives: We are Committed to life. We strive for continuous innovation with our outstanding manufacturing capabilities, unique channel access, and customer proximity.With our four complementary business areas BioPharma, Pharma (primarily IV drugs and infusion therapy), Medical...


  • Pune, Maharashtra, India TIAA Full time

    Senior Analyst - Compliance AML Sanctions - IN The role will be responsible to support enterprise-wide AML BSA Program to ensure regulatory requirements are met and to protect the institution from financial crimes risks This individual is also responsible for supporting the AML target operating model by driving efficiency and effectiveness of the...


  • Pune, Maharashtra, India Mastercard Full time

    Our Purpose Mastercard powers economies and empowers people in 200 countries and territories worldwide Together with our customers we re helping build a sustainable economy where everyone can prosper We support a wide range of digital payments choices making transactions secure simple smart and accessible Our technology and innovation partnerships...