Sec & Derivatives Supv

5 days ago


Pune, Maharashtra, India Citi Full time

The Sec & Derivatives Supv is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities:

  • Supervise operating efficiency and ensure the entire team meets performance and quality expectations of assigned tasks
  • Evaluate team performance and make recommendations for pay increases, promotions, terminations, staffing, etc.
  • Resolve escalated issues and provide appropriate closure to those problems
  • Identify opportunities for process improvements, including service or technology enhancements and train staff on all changes
  • Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures
  • Identify control deficiencies and implement appropriate procedures
  • Serve as backup for manager as required
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications:

  • 7+ Yrs, Experience in market settlement of securities (equities/bonds and SN).
  • Well versed with settlement instruction RVP(MT541)/DVP(MT543)/RF(MT540)/DF(MT542)
  • Essential parameters of settlement instruction like REAG/DEAG, PSETT,
  • Strong knowledge on market nuances of ASIAN/EUR/NAM markets like market cut off's for securities settlement in Luxembourg,
  • How the trade settles in RAD/DTC.
  • CSDR Penalty
  • Trade affirmation process
  • Knowledge on derivatives settlement , basic of trade order processing

Shift Timings - 06;30 to 3;30 IST (09:00 am to 6:00 PM SGT)

Education:

  • Bachelor's Degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group:

Operations - Transaction Services

Job Family:

Securities and Derivatives Processing

Time Type:

Full time

Most Relevant Skills

Please see the requirements listed above.

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View Citi's EEO Policy Statement and the Know Your Rights poster.



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