RTA -Registrar & Transfer Agent Compliance & Investor

2 weeks ago


Lucknow Mumbai, India TNV Certification Full time ₹ 8,00,000 - ₹ 20,00,000 per year

Regulatory Compliance & SEBI Interface,2. Investor Servicing & Grievance Redressal,3. Corporate Governance & Board Support,4. Operational Compliance Monitoring,5. Coordination with Depositories & Issuers,6. Audit, Inspections, Reporting,Legal & Risk

Required Candidate profile

(CS).Minimum 5 years post-qualification experience (mandatory).Proven exposure in securities market and RTA operations. Companies Act, SEBI Regulations, Depository guidelines, Corporate Governance.


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