
RTA -Registrar & Transfer Agent Compliance & Investor
2 weeks ago
Regulatory Compliance & SEBI Interface,2. Investor Servicing & Grievance Redressal,3. Corporate Governance & Board Support,4. Operational Compliance Monitoring,5. Coordination with Depositories & Issuers,6. Audit, Inspections, Reporting,Legal & Risk
Required Candidate profile
(CS).Minimum 5 years post-qualification experience (mandatory).Proven exposure in securities market and RTA operations. Companies Act, SEBI Regulations, Depository guidelines, Corporate Governance.
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Investor Grievance
1 week ago
Mumbai, India National Securities Depository Limited Full timeLocation - Mumbai Designation - Executive Experience - 1-2 years Qualification - PGDM / graduate - Processing Queries / Investor Grievances (IG) received at NSDL against DPs, Issuers and RTAs. - Ensuring Turnaround Time (TAT) for attending IGs. - Monitoring redressal status of IGs and regular follows ups /reminder letters to DP/Issuer/RTA. - Analysis of...
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Rta Operations
1 week ago
Mumbai, Maharashtra, India groww Full time**About Us**: **Groww Mutual Fund** **Who We Are**: - Groww Mutual Fund, previously known as Indiabulls Mutual Fund, offers mutual fund schemes designed to suit the various needs and objectives of its investors. We are anchored by principles of simplicity, transparency, long-term wealth creation, and unwavering focus on our customers. Our fund takes pride...
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Senior Investor Transaction Specialist
2 weeks ago
Navi Mumbai, Mumbai, Mumbai City, India beBeeTransfer Full time ₹ 1,04,000 - ₹ 1,30,878Job Title: Transfer AgencyWe are seeking a highly skilled professional to fill the role of Transfer Agency Team Member. As a key member of our team, you will be responsible for overseeing various functions performed by a transfer agent. Your primary responsibility will be to manage day-to-day operations and ensure regulatory compliance related to core...
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Transfer Agency Manager
7 days ago
Navi Mumbai, Mumbai, Mumbai City, India beBeeRegulatory Full time ₹ 14,00,000 - ₹ 28,00,000Transfer Agency ProfessionalWe are seeking a highly skilled Transfer Agency - Team Member to oversee day-to-day operations and regulatory compliance related to core investor transaction processing. This role requires in-depth knowledge of SEBI and AMFI regulations and experience with various software and processes to enhance automation and operational...
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Looking For an RTA Operations Specialist
2 weeks ago
Mumbai, Maharashtra, India Nuvama Wealth Full time ₹ 9,00,000 - ₹ 12,00,000 per yearWe are looking for a detail-oriented and process-driven professional to manage end-to-end RTA operations. Responsible for overseeing investor transactions, maintaining accurate data, complying with SEBI/AMFI guidelines, and supporting all regulatory reporting requirements. The role calls for sharp analytical skills, accuracy, and the ability to work...
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Sr. Executive
4 weeks ago
Navi Mumbai, Maharashtra, India Mangalam Placement Pvt Ltd. Full timeRole : Sr. Executive (Secretarial & Legal) Experience : 6 to 8 Years Qualification : LLB,CS Location : Vashi, Navi Mumbai Job Description : 1. Shareholder Assistance a. To coordinate between the Registrar and Share Transfer Agent (RTA) and shareholders for resolving their grievances. b. To receive shareholder complaints and answer them c. Processing...
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Sr. Executive
2 weeks ago
Navi Mumbai, Maharashtra, India Mangalam Placement Pvt Ltd. Full timeRole : Sr. Executive (Secretarial & Legal)Experience : 6 to 8 YearsQualification : LLB,CSLocation : Vashi, Navi MumbaiJob Description :1. Shareholder Assistancea. To coordinate between the Registrar and Share Transfer Agent (RTA) and shareholders for resolving their grievances.b. To receive shareholder complaints and answer them c. Processing and payment of...
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Company Secretary(Capital Market)
2 weeks ago
Mumbai, Maharashtra, India XpressEdu Full time**Experience:3-4 years** **Job Summary**: We are seeking a qualified and experienced **Company Secretary** with a strong background in **capital markets** to manage corporate governance, compliance, and secretarial duties, while supporting fund-raising activities, regulatory filings, and interactions with stock exchanges and SEBI (or relevant capital market...
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Company Secretary
5 days ago
Mumbai, India ASC Full timeArsenius Skill Capitalis #hiringCompany Secretary / Legal & Compliance Associate Location: Nariman Point CTC: Open to Discuss Requisite: Applicant with 2+ yrs of Relevant work Experience as Company Secretary of Reputed Public/Private Limited Company registered under The Company Act-2013 with ROC. The Preparation of documents (i.e., notices, agendas, meeting...
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Manager - Secretarial & Investor Relations
2 weeks ago
Mumbai, Maharashtra, India Pfizer Full time ₹ 15,00,000 - ₹ 20,00,000 per yearCore Functions & Responsibilities:Support in conduct of Board & Committee Meeting, including issuance of notices, collating information for agenda items, drafting agendas and resolutions, recording/drafting of minutes, manage online toll for paperless board meeting, pre and post meeting compliances and allied matters.Support in conduct of AGM, Preparation of...