Trainee - Compliance (Company Secretary)

5 days ago


Mumbai, Maharashtra, India MANGALAM PLACEMENTS PVT LTD Full time ₹ 2,00,000 - ₹ 6,00,000 per year
Job Description

Role : Trainee - Compliance (Company Secretary)
Location : Mumbai
Experience : 1 to 2 years
Qualification : CS
Job Description :
Examination of Stock brokers , Research analyst , Investment advisor , AIF regulations from the point of view of business issues and suggesting recommendations

• Analysis of internal data and presenting to mgt

• identification of various violations from SEBI orders of past and evaluating internal process

• Working with teams for automation and RPA

• Identification of risks and red flags from internal data

• Examination of exchange guidelines and circulars and draft SOPs



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