RMS & DP Manager
1 week ago
We are looking for an experienced professional to manage both
Risk Management (RMS)
and
Depository Participant (DP)
operations. The ideal candidate should have solid knowledge of equity and derivatives markets, risk controls, margin management, and end-to-end DP processes while ensuring full regulatory compliance and smooth daily operations.
Key Responsibilities
Risk Management (RMS)
- Monitor
real-time client risk
, including margins, exposure, and trading limits. - Set and review
client trading limits
based on collateral, risk profile, and regulatory norms. - Execute
RMS calls, square-offs, and alerts
as required to mitigate risk. - Track
MTF collateral
, client pledges/unpledges, and exposure sufficiency. - Review
margin files
, client-wise exposure reports, and exchange submissions. - Ensure compliance with
SEBI, Exchanges (NSE/BSE), and Clearing Corporations
related to margins and exposure. - Identify operational and risk gaps and recommend process improvements.
Depository Participant (DP) Operations
- Manage daily
DP operations for NSDL/CDSL
, including account opening, modification, and closure. - Oversee
Pay-in, Pay-out, Early Pay-in
, pledge/unpledge, and re-pledge activities. - Handle
Corporate Actions (CA)
—bonus, splits, dividends, rights, etc. - Perform daily
reconciliation
of DP holdings, client accounts, and back-office records.
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