RMS & DP Manager

1 day ago


Bengaluru, Karnataka, India Alice Blue Full time ₹ 12,00,000 - ₹ 36,00,000 per year

We are looking for an experienced professional to manage both
Risk Management (RMS)
and
Depository Participant (DP)
operations. The ideal candidate should have solid knowledge of equity and derivatives markets, risk controls, margin management, and end-to-end DP processes while ensuring full regulatory compliance and smooth daily operations.

Key Responsibilities

Risk Management (RMS)

  • Monitor
    real-time client risk
    , including margins, exposure, and trading limits.
  • Set and review
    client trading limits
    based on collateral, risk profile, and regulatory norms.
  • Execute
    RMS calls, square-offs, and alerts
    as required to mitigate risk.
  • Track
    MTF collateral
    , client pledges/unpledges, and exposure sufficiency.
  • Review
    margin files
    , client-wise exposure reports, and exchange submissions.
  • Ensure compliance with
    SEBI, Exchanges (NSE/BSE), and Clearing Corporations
    related to margins and exposure.
  • Identify operational and risk gaps and recommend process improvements.

Depository Participant (DP) Operations

  • Manage daily
    DP operations for NSDL/CDSL
    , including account opening, modification, and closure.
  • Oversee
    Pay-in, Pay-out, Early Pay-in
    , pledge/unpledge, and re-pledge activities.
  • Handle
    Corporate Actions (CA)
    —bonus, splits, dividends, rights, etc.
  • Perform daily
    reconciliation
    of DP holdings, client accounts, and back-office records.


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