Manager - NBFC Compliance (RBI Regulation)

3 days ago


Noida, Uttar Pradesh, India DJT Microfinance Pvt Ltd Full time ₹ 1,04,000 - ₹ 1,30,878 per year

Manager - NBFC Compliance (RBI Regulation)

Key Responsibilities:

  • Preparing and finalizing of regulatory returns on periodical basis.

  • Drafting and reviewing of various polices and ensuring Board / Audit/ Internal approval as per the requirements.

  • RBI Inspection ; Assisting in RBI inspection including obtaining data from various business.

  • Meeting Compliance requirements as per RBI, SEBI, IRDAI and drafting, Review and Monitoring of RBI escalated complaints and Ombudsman matters.

  • Review and advisory on FEMA compliance, Outsourcing guidelines, Vendor agreements, Press -releases, Marketing materials, etc.

  • Compliance audits: Continuous engagement with various Business and support functions for review of various process and policies.

-Coordination with all the authorities and Data management

Investigate compliance violation and recommend corrective actions

Collaborate with internal and external stakeholder to ensure compliance goals are met

Stay updated on regulatory changes and implement them accordingly on immediate basis

Key Skiils Required:

  • CA/CS/ICWA/Any Graduate with strong understanding of current regulations affecting NBFC (especially NBFC-SI)

  • Knowledge on Audits & Statutory compliances, Strong understanding of current regulations affecting NBFC companies

  • Advanced computer database and Microsoft Office software skills

  • Good knowledge of RBI and IRDAI regulations, Companies Act and other Corporate Laws


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