Compliance, Global Banking

4 days ago

Mumbai Metropolitan Region, India Goldman Sachs Full time ₹ 15,00,000 - ₹ 20,00,000 per year

Key Responsibilities
JOB DESCRIPTION

  • Assist in the implementation and maintenance of the company's compliance framework, policies, and procedures, ensuring they align with sectorial regulations and firmwide requirements.
  • Stay up-to-date with changes in regulatory requirements and industry best practices in India, advising relevant teams on their impact.
  • Provide guidance and training to employees on compliance-related matters, including new policies and regulatory updates.
  • Collaborate with various departments, such as Business, legal, operations, and IT, to ensure compliance is integrated into business processes.
  • Assist in managing and responding to regulatory inquiries and inspections.
  • Maintain accurate and organized compliance documentation and records.
  • Assist in the preparation and submission of accurate and timely regulatory reports to relevant authorities and internal stakeholders.
  • Support and coordinate the preparation for internal, statutory, and external audits, including gathering required documentation and responding to audit queries.

Qualifications

  • 5+ years of professional experience at a financial institution in India dealing with SEBI, BSE, NSE or RBI and other local regulators on compliance matters.
  • Bachelor's degree in Finance, Law, Business Administration, or a related field. Preferably a qualified Company Secretary or a degree in Law would be preferred.
  • Experience in implementing and maintaining compliance programs, including drafting, amending, designing and implementing appropriate policies, procedures, training and controls.
  • Experience in conducting internal investigations and guiding / advising on internal conduct issues.
  • Knowledge of SEBI rules and regulations and experience in responding to inquiries from and managing investigations by SEBI and other local regulators.

Skills

  • Should independently work with regulators and internal teams.
  • Ability to work with various departments and build smooth working relationships
  • Knowledge of Indian industry standards, laws, and regulations.
  • High level of integrity and ethical conduct. Detail oriented.
  • Strong analytical, problem-solving, and critical thinking abilities, with meticulous attention to detail.
  • Excellent written and oral communication skills, with the ability to present complex information clearly and professionally.
  • Ability to work independently and collaboratively in a fast-paced environment, managing multiple tasks and prioritizing effectively to meet deadlines.

About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

The Goldman Sachs Group, Inc., 2025. All rights reserved.

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