Pre-IPO Compliance Manager

1 week ago


Kandivali West Mumbai Maharashtra, India Suumaya Lifestyle Limited Full time ₹ 12,00,000 - ₹ 18,00,000 per year

Location: Kandivali, Mumbai

Experience: 4–8 years in IPO preparation, compliance, and corporate finance

Qualification: CA and CS

Role Overview:

We are looking for an experienced Pre-IPO & Compliance Specialist to manage the complete process of taking a company public. The ideal candidate will have a deep understanding of financial structuring, SEBI compliances, and listing regulations, ensuring that all pre-IPO requirements are met seamlessly.

Key Responsibilities:

  • Handle end-to-end IPO readiness process — from financial restructuring to regulatory filings.
  • Work closely with merchant bankers, auditors, and legal teams to coordinate IPO documentation.
  • Ensure compliance with SEBI (ICDR) Regulations, Companies Act, and Listing Requirements.
  • Supervise due diligence, financial restatements, and corporate governance documentation.
  • Oversee drafting of DRHP/RHP, board resolutions, and other pre-listing approvals.
  • Advise management on capital structure optimization and equity issuance.
  • Manage communication with stock exchanges, regulators, and stakeholders.
  • Maintain a checklist and timeline for IPO execution and compliance closure.

Skills & Attributes:

  • In-depth knowledge of IPO process, SEBI regulations, and corporate governance.
  • Strong command over financial reporting standards, secretarial compliance, and legal documentation.
  • Excellent coordination and stakeholder management skills.
  • Detail-oriented, process-driven, and able to work on tight deadlines.

Job Type: Full-time

Pay: ₹110, ₹120,000.00 per month

Work Location: In person


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