AML & Trade Compliance - Mumbai - Andheri

8 hours ago

Mumbai, Maharashtra, India Acura Solution Full time ₹ 12,00,000 - ₹ 36,00,000 per year


Job Description:

Job Purpose

To ensure the bank's adherence to Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) regulations by implementing, monitoring, and improving compliance programs, policies, and controls. The role will focus on identifying, assessing, and mitigating AML/CTF risks while supporting business operations in maintaining regulatory compliance.

Key Responsibilities

  • Transaction Monitoring: Review and analyze customer transactions to identify suspicious activity in accordance with AML laws and internal policies.
  • Customer Due Diligence (CDD) / KYC: Conduct and review KYC checks for onboarding and periodic reviews of customers (Retail, Corporate, Private Banking).
  • Enhanced Due Diligence (EDD): Perform deeper investigations for high-risk clients, PEPs, and sanctioned entities.
  • Suspicious Activity Reporting (SAR): Investigate alerts, prepare internal escalation reports, and file Suspicious Transaction Reports (STRs) with regulatory authorities when necessary.
  • Sanctions Screening: Monitor and review customer and transaction data against sanctions lists (OFAC, UN, EU, HMT, etc.).
  • Regulatory Compliance: Ensure compliance with AML laws, FATF guidelines, and local regulatory requirements.
  • Training & Awareness: Conduct periodic AML awareness training for staff and provide guidance on compliance policies.
  • Policy Development: Assist in developing, reviewing, and updating AML/CTF policies and procedures.
  • Audit & Regulatory Support: Coordinate with internal audit, external auditors, and regulators during AML inspections or reviews.
  • Data Management: Maintain accurate records of investigations, reports, and customer documentation in compliance with data retention policies.

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