Senior Executive

5 days ago

Mumbai, Maharashtra, India National Commodity & Derivatives Exchange Limited Full time ₹ 20,00,000 - ₹ 25,00,000 per year

Job Purpose:

  • To ensure support to Compliance team to handle for all matters relating to compliance operations.

Key Result Areas:

1.Managing Inward and outward SEBI correspondences

  1. SEBI communication tracking and escalation

  2. Maintain PO/DD list of members

  3. Monitoring FIU Alerts, disseminate FIU Guidelines to members as and when applicable

  4. Organize and manage PML compliances

  5. Administrative Support and assistance in high impacting Compliance initiatives

  6. Handling documentation of correspondence between Exchange and the SEBI

  7. Managing custody of agreements/undertaking

  8. Drafting Board Agendas

  9. Administrative Support and assistance to CCO

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