Auditor Cum Compliance officer

### Job Title: Auditor cum Compliance Officer

### Reporting To: Director Board

### Job Summary:

The Auditor cum Compliance Officer will be responsible for ensuring that the URBX group of companies adheres to internal policies and external regulations. This role involves conducting audits, assessing compliance risks, detecting fraud, and providing recommendations to the Director Board to enhance the company's governance and compliance framework. The incumbent will also play a key role in financial reviews, continuous improvement initiatives, and providing advisory services.

### Key Responsibilities:

- *Audit Management:*

• Conduct internal audits to evaluate the effectiveness of internal controls, risk management, and governance processes.

• Develop and implement audit plans and programs.

• Prepare detailed audit reports with findings, recommendations, and action plans.

• Follow up on audit recommendations to ensure timely implementation.

- *Compliance Oversight:*

• Develop and maintain compliance policies and procedures.

• Monitor and ensure adherence to regulatory requirements and internal policies.

• Conduct compliance risk assessments and identify areas of improvement.

• Provide guidance and training to employees on compliance matters.

- *Risk Management:*

• Identify, assess, and monitor company risks.

• Develop and implement risk mitigation strategies.

• Prepare risk assessment reports for senior management and the Director Board.

- *Financial Reviews:*

• Conduct thorough financial reviews to ensure accuracy and compliance with financial reporting standards.

• Analyze financial statements and reports to identify discrepancies and areas of concern.

• Provide recommendations for financial process improvements and cost-saving measures.

- *Fraud Detection:*

• Implement and oversee fraud detection and prevention programs.

• Conduct investigations into suspected fraudulent activities and report findings to senior management.

• Develop anti-fraud policies and procedures to minimize the risk of fraudulent activities.

• *Continuous Improvement:*

• Identify opportunities for process improvements and efficiency gains within the audit and compliance functions.

• Implement best practices and innovative solutions to enhance the company's governance framework.

• Stay updated with industry trends and regulatory changes to continuously improve compliance efforts.

- *Advisory Role:*

• Provide strategic advice to the Director Board and senior management on audit and compliance matters.

• Assist in developing and implementing policies and procedures to strengthen the company's internal controls and compliance framework.

• Act as a trusted advisor on regulatory requirements and industry best practices.

- *Regulatory Liaison:*

• Act as the primary point of contact for regulatory bodies and external auditors.

• Ensure timely and accurate submission of regulatory reports and filings.

• Stay up-to-date with changes in regulatory norms and laws that apply to the business.

- *Reporting:*

• Prepare comprehensive reports for the Director Board on audit findings, compliance status, and risk assessments.

• Present audit and compliance reports to senior management and the Director Board.

### Qualifications:

• Bachelor's or Master's degree in Accounting, Finance, Business Administration, or a related field.

• Professional certifications such as CPA, CIA, CISA, or equivalent.

• Minimum of 5 years of experience in auditing, compliance, or risk management.

• Strong knowledge of regulatory requirements and industry best practices.

• Excellent analytical, communication, and interpersonal skills.

### Skills:

• Proficiency in accounting tools, audit and compliance software, and the Microsoft Office Suite.

• Strong understanding of internal controls, risk management frameworks, and financial reporting standards.

• Ability to work independently and as part of a team.

• Attention to detail and strong organizational skills.

• Ability to handle confidential information with integrity.

### Work Environment:

• Office-based with occasional travel to company locations for audits and compliance assessments.

This role is crucial for maintaining the integrity and compliance of the URBX group of companies. The ideal candidate will have a strong background in auditing and compliance, with the ability to provide strategic insights to the Director Board.

Job Types: Full-time, Permanent

Pay: ₹25, ₹35,000.00 per month

Work Location: In person