Current jobs related to Client Services and Compliance Officer - Gandhinagar, Gujarat - Consulven IFSC
-
Compliance Officer
3 weeks ago
Gandhinagar, Gujarat, India Haachi Business Solutions Private Limited Full timeJob Title: Compliance Officer, GIFT CityLocation: GIFT City, GandhinagarExperience: 5-10 YearsEducation: CA / CS (Chartered Accountant / Company Secretary) highly preferredAbout Our ClientOur client is a rapidly growing Category III Alternative Investment Fund manager, established in September 2022. In under three years, they've quickly achieved significant...
-
Compliance Officer
3 weeks ago
Gandhinagar, Gujarat, India Hireginie Full timeOur Client: A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Its investment...
-
Compliance Officer
3 weeks ago
Gandhinagar, Gujarat, India Hireginie Full timeOur Client: A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Its investment...
-
Compliance Officer
2 weeks ago
Gandhinagar, Gujarat, India Hireginie Full timeOur Client: A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Its investment...
-
Compliance Officer
1 week ago
Gandhinagar, Gujarat, India Hireginie Full time ₹ 14,00,000 - ₹ 28,00,000 per yearOur Client:A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Its investment...
-
Compliance Officer
4 days ago
Gandhinagar, Gujarat, India Deutsche Bank Full time ₹ 10,00,000 - ₹ 25,00,000 per yearAbout The Role : B usiness DivisionCompliance Functional Title:Compliance Officer Corporate TitleAssistant Vice President Job Posting Title:Compliance Officer LocationIFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics)...
-
Compliance Officer
2 weeks ago
Gandhinagar, Gujarat, India InCred Capital Full timeEntity name: InCred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...
-
Compliance Officer
2 weeks ago
Gandhinagar, Gujarat, India InCred Capital Full timeEntity name: InCred Alternative Investments Private Limited Job Title: Compliance Officer for FME Location: GIFT City, Gandhinagar, GJ. Department: Compliance Job Summary: The Compliance Officer will be responsible for ensuring adherence to regulatory requirements, internal policies, and compliance frameworks. The role involves monitoring and evaluating...
-
Compliance Officer
2 weeks ago
Gandhinagar, Gujarat, India InCred Capital Full timeEntity name: InCred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...
-
Compliance Officer
1 week ago
Gandhinagar, Gujarat, India InCred Capital Full timeEntity name: InCred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...
Client Services and Compliance Officer
2 weeks ago
Job Title: Client Services and Compliance Officer
Company:
Consulven IFSC Private Limited
Location:
GIFT City, Gandhinagar, Gujarat
Reporting To:
Board of Directors
Employment Type:
Full-Time
Experience:
3–5 years of relevant experience in compliance, regulatory operations.
Job Purpose:
To ensure seamless delivery of client onboarding and support services while maintaining strict adherence to applicable regulatory and compliance requirements under the International Financial Services Centres Authority (IFSCA) framework. This hybrid role involves interfacing with clients and ensuring compliance with all laws, guidelines, and internal policies—particularly around AML/CFT, KYC, and regulatory filings.
Key Responsibilities:
1. Client Services & Operations:
- Act as the primary contact for client onboarding, documentation, and post-onboarding support.
- Coordinate with clients to collect KYC/AML documentation in line with IFSCA's onboarding and due diligence requirements.
- Ensure timely resolution of client queries and service requests in coordination with internal departments.
- Maintain accurate and up-to-date client records and relationship logs.
2. Compliance Oversight:
- Monitor compliance with applicable IFSCA regulations, including those relating to fund management, capital markets, AML/CFT, and governance standards.
- Ensure timely preparation and filing of statutory and regulatory reports to IFSCA and other relevant authorities.
- Keep abreast of regulatory developments and update internal processes accordingly.
- Liaise with IFSCA on compliance-related matters and coordinate during inspections or reviews.
3. AML/CFT Implementation:
- Conduct client due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring in accordance with IFSCA AML/CFT Guidelines.
- Identify and report Suspicious Transaction Reports (STRs) and Cash Transaction Reports (CTRs) to the FIU-IND.
- Implement sanction screening processes (UN, OFAC, domestic lists, etc.) for all clients and transactions.
4. Policy Management & Internal Controls:
- Assist in drafting, reviewing, and maintaining internal compliance policies and standard operating procedures (SOPs).
- Support internal audits and compliance reviews to ensure adherence to control frameworks.
- Maintain logs and registers related to compliance breaches, regulatory correspondence, and corrective actions.
5. Reporting & Governance Support:
- Prepare periodic compliance updates and dashboards for management and board review.
- Support the preparation of material for regulatory audits, Board Compliance Committee meetings, and investor reports (if applicable).
- Escalate compliance or operational concerns to appropriate internal stakeholders and assist in resolution.
Key Qualifications & Skills:
- Bachelor's degree in Law, Commerce, Finance, or a related discipline.
- Certifications in AML/Compliance (e.g., ICA, CAMS, NISM) are preferred.
- 3–5 years of relevant experience in compliance, regulatory operations, or client services within financial services, especially within IFSC or SEZ environments.
- Familiarity with IFSCA regulations, Companies Act, SEBI guidelines, and AML/CFT obligations.
- Strong attention to detail, communication skills, and an ability to handle confidential information discreetly.
Regulatory Compliance Notes:
- The compliance responsibilities of the role shall be executed independently and free from any conflict of interest as required by IFSCA.
- The individual will be designated as the Compliance Officer for regulatory purposes, unless a separate Compliance Officer is appointed by the Board.
- All responsibilities must comply with the IFSCA (AML, Fund Management, Intermediaries, and Capital Market) Regulations, as applicable to Consulven IFSC.
