Compliance Officer

1 day ago

Gandhinagar, Gujarat, India InCred Capital Full time
Entity name: InCred Alternative Investments Private Limited

Job Title: Compliance Officer for FME

Location: GIFT City, Gandhinagar, GJ.

Department: Compliance

Job Summary: The Compliance Officer will be responsible for ensuring adherence to regulatory

requirements, internal policies, and compliance frameworks. The role involves monitoring and

evaluating internal processes, coordinating regulatory approvals, and ensuring compliance with

guidelines set by the IFSCA and other regulatory bodies.

Key Responsibilities:

 Develop, implement, and monitor the fund's compliance policies, procedures, and controls.

 Ensure the fund's strict adherence to IFSCA, and other regulatory frameworks/reporting's.

 Manage AML/KYC requirements, periodic regulatory filings, reports, and investor complaint

resolutions.

 Liaise with regulators and external auditors, handling audits, inspections, and

correspondence.

 Regularly update the board and senior management on regulatory changes and compliance

matters.

 Maintain thorough documentation and up-to-date compliance records.

Candidate Profile & Eligibility:

 Qualified Company Secretary / LLB

 At least 3 years' relevant experience in compliance, legal, risk management, or related roles

in financial services or asset management.

 Prior experience with SEBI/IFSCA/RBI submissions, audits, and regulatory inspections

preferred.

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