Vice President

2 weeks ago

Noida, Uttar Pradesh, India T D Newton & Associates Full time US$ 12,00,000 - US$ 30,00,000 per year

Purpose of the Role

Provide data-driven, expert oversight to ensure the organisation operates in full compliance with legal, regulatory, and ethical obligations, through rigorous risk assessment, investigation, and effective challenge.

Key Accountabilities

  • Identify, assess, and review compliance risks across business activities, processes, systems, and change initiatives.
  • Detect and investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation, and Anti-Competitive Conduct.
  • Lead investigations of compliance breaches, ensuring strong corrective and preventive actions.
  • Implement and embed compliance policies aligned to regulatory and jurisdictional requirements.
  • Collaborate with 1LOD, Legal, and Risk teams to strengthen the overall compliance and risk framework.
  • Oversee identification and investigation of money laundering, terrorist financing, and other financial crime risks.

Vice President Expectations

  • Shape strategy, drive change, and enhance governance, controls, and risk management.
  • Provide expert guidance, influence senior stakeholders, and support strategic decision-making.
  • Lead teams or act as a senior subject-matter expert, coaching and developing talent.
  • Deliver analytical insight, innovative solutions, and research-backed problem solving.
  • Build trusted relationships and navigate complex stakeholder environments with clarity and influence.
  • Demonstrate organisational values and mindset through empowerment, challenge, and drive.

Role Summary

As a
Business Oversight Compliance VP
, you will provide independent oversight of Conduct and Compliance risks, advise on regulatory developments, and partner closely with Legal and Compliance leadership.

Experience Required

  • Strong compliance or regulatory background in banking or financial institutions.
  • Senior-level expertise in risk management, stakeholder influence, communication, and problem-solving.
  • Understanding of emerging technologies, data usage, and retail banking operations.
  • Strategic, innovative, and resilient leader with strong business judgement and presence.

This Role is based out at Noida

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