Compliance Officer IT Advisory

2 weeks ago

Mumbai, Maharashtra, India YES BANK Full time ₹ 6,00,000 - ₹ 12,00,000 per year

Position Compliance – IT

Reporting to Head - RBS

Objective The incumbent would be primarily responsible for co-ordinating regulatory inspections.

Responsibilities
Take care of IT compliance & also conduct Information Systems Audit for the Bank.

Experience in conducting Information Systems and Security audits, application control reviews and application functionality reviews

Need to perform IT audits as per the agreed annual audit plan.

Practical experience of audit methodology

Assisting the team members in conducting compliance reviews.

Assist in preparation of monthly / quarterly / annual submission to the Board / Audit & Compliance Committee.

Essential competencies In depth knowledge of the regulatory environment for the banks in India particularly RBI & FEMA requirements.

Good Co-ordination skills.

Good research capabilities and intelligent interpretation of regulatory guidelines.

Good knowledge of all the elements (commercial, operational) of banking areas like Trade, Remittances, Treasury e.t.c.

Demonstrated ability to drive results and be very effective in a startup.

Good interpersonal skills.

Qualifications And Relevant Experience
Chartered Accountant (preferably first attempt). A degree in Law or Company Secretary will be an added benefit.

1-2 years post qualification experience in Financial Services environment, preferably in handling RBI Inspection

Impeccable integrity and compliance consciousness.

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