Compliance Officer

Candidate must have6years of compliance experience in broking, strong knowledge of trading platforms, SEBI/CDSL regulations, audits, client onboarding, and reporting. Must handle inspections, suspicious transactions, and client complaints effectively

Snap Inc is a technology company. We believe the camera presents the greatest opportunity to improve the way people live and communicate. Snap contributes to human progress by empowering people to express themselves, live in the moment, learn about the world, and have fun together. The Company's three core products are Snapchat, a visual messaging app that...

Role and Responsibilities Company PF & ESIC related Issue of our group of compliance (CJHRS, CJOS, CJFMS, ASTUTE, ADAMAS) and taking follow-up from department for their process Help our team to Working of Death Cases Help our Team to Major correction in the employee EPFO record liaising with EPFO & ESIC office Prepare all Challan & Audit documents for...

Job Title:Stock Broking Head – Trading, Compliance & Institutional SalesFunction:Share Broking / Trading BusinessLocation:New DelhiExperience Required:More than 15 yearsPreferred Background:Banking / Financial ServicesEducational Qualification:MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance)Note- Candidates must...

a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

Requisition ID: 289413Relocation Authorized: NoneTelework Type: Full-Time Office/ProjectWork Location: New DelhiExtraordinary teams building inspiring projects:Since 1898, we have helped customers complete more than 25,000 projects in 160 countries on all seven continents that have created jobs, grown economies, improved the resiliency of the world's...

ABOUT TIDEAt Tide we help SMEs save time (and money) in the running of their businesses by not only offering business accounts and related banking services, but also a comprehensive set of highly usable and connected administrative solutions from invoicing to accounting.Tide is transforming the small business banking market with over 1.6 million members...

Experience:1-2 YearsLocation:Rohini Sector-3, New DelhiCompany:ELT Corporate Private LimitedCompany DescriptionELT Corporate Private Limited is India's leading regulatory and market-access consulting company, assisting manufacturers, importers, and exporters in obtaining statutory certifications such as BIS, Legal Metrology, CDSCO, CE,USFDA,EPR, and AEO....

Assistant Manager-Company Secretary and ComplianceExperience - 2-5 YearsBudget - Max 8 LPAResponsible for administration of the secretarial functions of the Company through proper and time bound compliance of all the rules and regulations applicable to the Company specifically under Companies Laws, SEBI Regulations, FEMA etc.To conduct AGM, EGM, Board &...

Job descriptionAbout NeolytixNeolytix is a boutique Consulting and Management Services Organization that works with small & medium-sized healthcare providers across the United States. Our portfolio of services caters to micro verticals and is built on the expertise we have developed in enabling these practices.Work with a company where your work can make a...