Opening for Head – Compliance and Audit

5 days ago


Wagle Estate Thane Maharashtra, India UBI SERVICES Full time ₹ 20,00,000 - ₹ 25,00,000 per year

The purpose of this role :

A Head Compliance & Audit is responsible for ensuring that an organization adheres to legal standards and internal policies. They develop and implement compliance programs, conduct audits, and work to prevent illegal, unethical, or improper conduct. This role involves staying up-to-date with regulatory changes and advising the company on compliance management strategies.

Role and Responsibilities:

· Develop and implement company compliance policies and procedures.

· Monitor and assess the effectiveness of compliance procedures and controls.

· Conduct regular internal audits and reviews to ensure adherence to compliance standards.

· Advise management on the company's compliance with laws and regulations through detailed reports.

· Oversee compliance training for employees to ensure awareness of regulatory changes and ethical standards.

· Investigate and address compliance issues promptly and appropriately.

· Ensure continuous improvement in compliance monitoring and controls.

· Liaise with legal departments and regulatory bodies to stay abreast of requirements.

Qualifications

· Bachelor's degree in Law or Business Administration (MBA), or a related field.

· At least 12 years of experience in compliance, legal, or regulatory positions.

· Proven experience in a managerial or leadership role.

· In-depth knowledge of industry standards and regulations. Banking Industry.

· Strong analytical and problem-solving skills.

· Exceptional communication and interpersonal skills.

· Any relevant certification is a plus.

Job Type: Full-time

Application Question(s):

  • Are you comfortable with Thane location?
  • What is your current CTC?
  • Do you have experience of heading compliance and audits in a reputed bank?

Work Location: In person


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