PMS Dealer

Position Title: Assistant Manager - PMS Dealer .

Location: Lower Parel, Mumbai.

Department: PMS

Reports To: Senior Manager

Company Profile:

As part of the Equentis group, we've been at the forefront of the investment world, with a primary focus on the Indian equity markets since 2009. Over a decade later, were proud to have established Indias first online non discretionary equity advisory company, o ering tailored research reports. Regulated by SEBI, our passionate team of professionals brings deep expertise in financial markets, equity research, and technology.

Job Overview:

The Assistant Manager for PMS (Portfolio Management Services) Dealer will support the management and operations of the PMS department, ensuring the delivery of high-quality investment services to clients. This role involves collaborating with the team to enhance client relationships, oversee portfolio performance, and assist in strategic planning.

Key Responsibilities:

• Allocate clients' funds for trades as per fund managers' instructions, ensuring accurate and timely execution.
• Perform monthly analysis of client portfolio performance to monitor returns and assess portfolio health.
• Advise fund manager on additional fund requirements based on portfolio analysis and performance insights.
• Hands on experience on Order Management Systems (OMS) for accurate order execution, trade tracking, and reconciliation. Proficient in managing trade flows, client orders, and maintaining regulatory compliance.
• Manage trade execution with brokers, advise on execution of trades including stock liquidity, volume participation, and other factors to achieve the best possible prices and e active trade outcomes.
• Assist client with due diligence for Foreign investors and Wealth Managers, manage data requirements related to portfolio fundamentals.
• Conduct data analytics to support presentations and provide insights. Manage client fund allocation by ensuring trades do not involve restricted securities, sectors, or any regulatory restrictions.
• Assist with post-trade inquiries and provide recommendations to the operations department.
• During client onboarding, also verify through internet data whether clients hold directorial positions in any listed securities.
• Before trade allocation, conduct bank and custody reconciliation exercises to avoid trading in inefficient funds and to prevent post-trade calls from external parties or internal departments.
• Every weekend, share a list of management changes in securities, including detailed information about the management, with the fund manager and research department.
• Stay in contact with the compliance department regarding the grey list of companies and coordinate with the research department to obtain research reports on portfolio companies.
• Track corporate announcements, corporate actions, and company-specific events to ensure comprehensive market analysis and support strategic investment decisions.
• Collaborate with the research department to update fundamental screens during earnings seasons, generating actionable investment ideas based on the latest financial results.

Qualifications:

• Bachelors degree in Finance, Business Administration, or a related field; MBA or relevant certifications (CFA, CAIA) preferred.
• 3-5 years of experience in portfolio management, investment analysis, or a related field.
• Strong analytical skills with the ability to interpret financial data and market trends.
• Excellent communication and interpersonal skills.
• Proficient in financial modelling and investment software tools.
• Strong organizational skills and attention to detail