Equity Dealer

18 hours ago


Mumbai, Maharashtra, India Saplings HR Full time ₹ 9,00,000 - ₹ 12,00,000 per year

About the company -

The opening is with an is an equity-focused investment firm with deep domain expertise .

The firm manages equity assets across PMS, AIF, and Advisory channels, including offshore funds. It oversees assets under management and advisory of approximately 3600 Crs

Its proprietary SQGARP (Sustainable Quality Growth at Reasonable Price) framework drives a focus on quality businesses and rigorous risk management.

The firm's leadership has earned multiple awards, such as being recognized by Outlook Money as a Leading Fund Manager and as Best Fund Manager – Runner-Up for Axis Mid Cap Fund, among others.

It is India's next PMS has been honored as Best PMS across Multi & Large Cap Category in 2025 and Best Multicap PMS in 2024 at the Crystal Gazing Summit & Awards

Key Responsibilities

Share trade instructions (buy/sell orders) with empanelled brokers as per fund

manager's direction.

Track market activity, liquidity, and price trends during trading hours to support timely

and informed execution.

Coordinate with brokers to ensure prompt and efficient execution of trades with best

possible pricing and minimal impact cost.

Review and verify trade confirmation files received from brokers for accuracy in

quantity, price, and execution time.

Maintain proper records of dealer notes, broker conversations, and trade instructions

(email or recorded lines).

Prepare and share reconciled trade files with the Operations team for further

processing and settlement.

Ensure compliance with internal investment guidelines, SEBI PMS/AIF norms, and

risk controls.

Maintain relationships with key broker partners and stay updated on market

intelligence and research insights.

Track corporate actions, circuit limits, and stock-specific developments that may

impact trading.

Skills & Competencies

Strong knowledge of Indian equity markets, trading mechanics, and PMS/AIF norms.

Advanced Excel skills – including Pivot Tables, VLOOKUP/XLOOKUP, conditional

formatting, charting, data validation, macros/VBA (preferred).

Accuracy, integrity, and ability to work under time-sensitive trading conditions.

Excellent coordination skills with brokers, fund managers, and back-office teams.

Familiarity with tools like Bloomberg, Reuters, NSE/BSE terminals is a plus

Qualifications & Experience

Graduate/Postgraduate in Finance.

NISM certifications (Equity Derivatives, Research Analyst) preferred.

5–8 years of experience in an equity dealing role on the buy-side (PMS, AIF, or

similar setups).


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