Compliance Team Member

2 days ago

Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 12,00,000 - ₹ 36,00,000 per year

Team Member-SUPPORT SERVICES-Compliance

Team Member- Compliance

Job ID Department Compliance, Kotak Mahindra Prime Limited Location Mumbai Number of Positions 1 Reporting Relationships Chief Compliance Officer

The role involves key activities like:

  1. Ensure filing of various returns with RBI and other statutory/regulatory bodies within the due date. Includes Fraud returns, Risk Based Assessment of KYC/AML, DNBS returns, etc.
  2. Perform independent compliance testing of various products of the Company, KYC evaluation, etc on a sample basis.
  3. Assist in preparing data pack for various meetings such as High Level Monitoring Committee, Senior Management Committee, Compliance meeting, etc and draft minutes of aforementioned meetings.
  4. Track regulatory changes and update internal stakeholders
  5. Monitor implementation of regulatory requirements by collaborating with internal teams
  6. Prepare review notes for Board/Audit Committee
  7. Develop and maintain policies and processes with respect to Compliance such as KYC/AML policy, fraud policy, Compliance policy, Fair Practice code, beneficial owner, etc.
  8. Assist in RBI inspection of the Company and internal audit of Compliance function.
  9. File Suspicious Transaction Report (STR) and other reports with FIU
  10. Develop and conduct compliance training sessions to help drive Compliance culture in the company
  11. Advise the Branch/Operations teams w.r.t queries on KYC, Beneficial owner, etc
  12. Miscellaneous activities such as Branch return, Compliance newsletter, branch visit, NCIF backtracking, approval of creatives, cash transaction monitoring, etc.

Job Requirements :

  1. Compliance professional with a graduate/post graduate degree in Law/Commerce/Management/qualified Company Secretary with at least 5-7 years of experience is preferred.
  2. Staff with experience in Compliance or Audit departments in Bank/NBFC would be an added advantage.
  3. Should have good verbal and written communication skills with an eye for detail.
  4. Should be conversant with Word, Excel and PowerPoint.
Experience LevelSenior Level

  • Team Member-Support Services-Compliance

    2 weeks ago

    Mumbai, Maharashtra, India Kotak Life Insurance Full time ₹ 5,00,000 - ₹ 12,00,000 per year

    About The Role   Team Member- Compliance  Job ID Department Compliance, Kotak Mahindra Prime Limited Location Mumbai Number of Positions 1 Reporting Relationships Chief Compliance Officer Position Grade Manager (M3) / Senior Manager (M4) The role involves key activities like- Ensure filing of various returns with RBI and other statutory/regulatory...

  • Team Member

    3 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time

    Job Category KMBL Degree Level Bachelor s Degree Kotak Mahindra Bank About Corporate Social Responsibility Vision Our vision is to uniquely position Kotak as a responsible corporate citizen by running efficient and socially impactful CSR programs that ensure regulatory compliance engage our colleagues and delight our customers Through our CSR...

  • Team Member

    1 week ago

    Navi Mumbai, Maharashtra, India Star Union Dai ichi Life Insurance (SUD Life) Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Team Member - IT Cybersecurity: Hands-on experience in conducting security testing of system and applications (Web, mobile & cloud)Provide expertise, research, and analytical approaches regarding cybersecurity risks and cyber capabilities.Ability to work with IT and application teams to advice on resolving vulnerabilitiesEnsure information, data, and other...

  • Team Member

    1 week ago

    Navi Mumbai, Maharashtra, India Reliance Industries Limited Full time ₹ 2,50,000 - ₹ 6,00,000 per year

    JOB DESCRIPTION Job Role: Team Member Money, Materials & Compliances Job Role ID: - SECTION I: BASIC INFORMATION ABOUT THE JOB ROLE Job Role Variant: Team Member Money, Materials & Compliances Manager Job Position: Team Lead Money, Materials & Compliances Job Position ID: - Value Stream: MM&C Job Family: MM&C Sub-Job Family: MMC - Business Partnership...

  • Team Member

    2 weeks ago

    Mumbai, Maharashtra, India Kotak Life Insurance Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    About The Role   Job role Team Member AML Cell Compliance   As an Anti-Money Laundering (AML) team member you would be responsible for identifying and monitoring transactions in the accounts as per the PMLA provisions, KYC/AML/CFT guidelines issued by RBI from time to time. The role involves other key activities like:- Analysis of red flags / alerts...

  • Team Member

    1 week ago

    Mumbai, Maharashtra, India Kotak Life Insurance Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    About The Role   Position NameNational Lead Account Servicing, Wholesale Banking  Department Wholesale Banking Service Delivery Location Vikhroli, Mumbai Number of Positions 1 Reporting Relationships M8/SVP Service Delivery and CX Position Grade M6/M7 (DVP/VP) - Account Servicing Job Role:  Role of National Lead for Account Servicing- Supervise Team...

  • Team Member

    2 weeks ago

    Mumbai, Maharashtra, India Axis Asset Management Company Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Title: Team Member - ProcurementDepartment: FinancePosition Grade Range: Basis eligibility and evaluationLocation: Lower Parel, MumbaiWho we Are?Axis Asset Management Company Ltd (Axis AMC), founded in 2009, is one of Indias largest and fastest-growing mutual funds. We proudly serve over 1.3 crore customers across 100+ cities with utmost humility.Our...

  • Team Member

    1 week ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Position Name: National Lead – Account Servicing, Wholesale BankingDepartmentWholesale Banking – Service DeliveryLocationVikhroli, MumbaiNumber of Positions1Reporting RelationshipsM8/SVP – Service Delivery and CXPosition GradeM6/M7 (DVP/VP) - Account ServicingJob Role:Role of National Lead for Account Servicing:Supervise Team Leaders across 5 regions,...

  • Accounts Team Member

    1 week ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 4,00,000 - ₹ 12,00,000 per year

    Accounts Team Member-SUPPORT SERVICES-Accounts and Finance Group Accounts Team Member - KMPL - Support Services-Accounts and Finance Group Profile: · Accounting Entries and Accounting reconciliations · Working knowledge of Ind-AS and IGAAP accounting standards · Preparation of financial statements & Disclosures · RBI reporting · Tax...

  • Team Member

    4 days ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Team Member-Central Legal & Tax Unit-HO & SUPPORT-Branch Banking-Legal & Tax Team Team Member-Central Legal & Tax Unit Job Description for Team Member-Central Legal & Tax Unit: · Responsible for the complete work flow and operational activities relating to legal and tax notices received from the branches · Ensuring fulfilment of requirements as...