Control Management

3 days ago

Bengaluru, Karnataka, India JPMorganChase Full time
Description

You are a strategic thinker passionate about driving solutions in Control Management. You have found the right team.

As a Control Management Analyst in the Control Management team, you will be responsible for preparing the Legal Entity Risk Assessment (LERA) and Qualitative Risk Appetite (QRA) for APAC Legal Entities that evaluates a Legal Entity's (LE) processes, risks, controls, and issues as documented in the Compliance and Operational Risk Evaluation (CORE) platform. This assessment involves identifying top compliance risks by using both qualitative and quantitative analysis to measure them, by highlighting key inherent, residual, and emerging compliance risks within the legal entity. The LERA & QRA is presented to the Legal Entity's board (or equivalent) as part of an annual regulatory requirement.

Job Responsibilities 

  • Build partnership with team members, location and business control managers (LCMs & BCMs), and Compliance, Conduct & Operational Risk (CCOR), the Risk assessor to ensure timely and quality completion of applicable phases required in supporting the creation of the annual LERA as below:
    • Perform qualitative assessment of CORE data prior, raise exceptions and get them remediated on CORE after collaborating with LCMs and BCMs
    • Manage the Legal Entity Community of Practice by preparing meeting materials, tracking actions, and documenting feedback from key stakeholders, including Location Controls, Business Controls, Legal, and CCOR.
    • Manage the key program milestones ; includes; communications , ongoing progress / reporting / managing escalations 
    • Prepare  LERA & QRA assessments
    • Coordinate and disposition of the CCOR challenges with relevant control managers
  • Partner, build and establish strong relationships with central control teams across regions (APAC, EMEA, US), key stakeholders and data source providers, develop a thorough understanding of the business profile of the Legal Entities we are evaluating and comprehend how the compliance risk and control environment can impact the overall risk ratings
  • Participate in key initiatives and drive process improvements within the team

Required qualifications, capabilities, and skills

  • Masters degree required, MBA (Finance)/CA 
  • A strong team player with exceptional collaboration and influencing skills, capable of working closely with peers responsible for data analysis and assessments across APAC
  • A highly motivated and energetic self-starter who takes initiative, exhibits sound judgement & maturity to recognize risks, provide constructive recommendations and escalate them as needed.
  • Strong organizational skills to effectively manage and prioritize multiple tasks while maintaining high focus on quality
  • An analytical mindset capable of identifying issues and problem solving at both strategic level and in detail with an understanding of its relevance across the business
  • Excellent communication (verbal and written) skills
  • Proficient in Microsoft Office Suite (Excel, PowerPoint, Word) 

Preferred qualifications, capabilities, and skills

  • Knowledge of Tableau and Alteryx will be an added advantage
  • Understanding of applications like CORE, ELA
  • Minimum 2 years of experience in Risk & Controls role, Operational and or Compliance Risk Management would be beneficial

  • Control Management

    7 days ago

    Bengaluru, Karnataka, India JPMorganChase Full time ₹ 4,50,000 - ₹ 9,00,000 per year

    DescriptionAre you passionate about risk management and operational excellence? As a Control Management Analyst, you will play a pivotal role in ensuring a robust and disciplined control environment for our business. As a Control Management Analyst within our business, you will play a pivotal role in ensuring a robust and disciplined control environment.Job...

  • Control Management

    7 days ago

    Bengaluru, Karnataka, India JPMorgan Chase Full time US$ 18,00,000 - US$ 36,00,000 per year

    Are you passionate about risk management and operational excellence? As a Control Management Analyst, you will play a pivotal role in ensuring a robust and disciplined control environment for our business. As a Control Management Analyst within our business, you will play a pivotal role in ensuring a robust and disciplined control environment.Job...

  • Manager - IT Controls

    2 weeks ago

    Bengaluru, Karnataka, India BSR & Co Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    DescriptionWe are recruiting for a Manager in the Internal Audit & Controls Team under Managed Services. Working as a Manager in this team, your responsibilities will include:Assist in planning activities, development of audit program, and execution of internal audits and IT control assessments in the following areas:  IT strategy and governance, IT...

  • Manager - IT Controls

    5 days ago

    Bengaluru, Karnataka, India BSR & Co Full time

    DescriptionWe are recruiting for a Manager in the Internal Audit & Controls Team under Managed Services. Working as a Manager in this team, your responsibilities will include:Assist in planning activities, development of audit program, and execution of internal audits and IT control assessments in the following areas:  IT strategy and governance, IT...

  • Control Manager

    2 weeks ago

    Bengaluru, Karnataka, India JPMorganChase Full time ₹ 15,00,000 - ₹ 30,00,000 per year

    JOB DESCRIPTIONThe International Consumer Bank (ICB) is home to many of the firm's most innovative and cutting edge initiatives, including new products and services, acquisitions, investments, partnerships and collaborations. This is the business responsible for Chase UK (one of the UKs newest banks), JP Morgan Personal Investing (the digital wealth...

  • Control Manager

    2 weeks ago

    Bengaluru, Karnataka, India JPMorgan Chase Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    The International Consumer Bank (ICB) is home to many of the firm's most innovative and cutting edge initiatives, including new products and services, acquisitions, investments, partnerships and collaborations. This is the business responsible for Chase UK (one of the UKs newest banks), JP Morgan Personal Investing (the digital wealth manager), FinCloud and...

  • Control Manager

    1 day ago

    Bengaluru, Karnataka, India JPMorgan Chase Full time

    J.P. Morgan Wealth Management is a global leader in investment and wealth management, serving institutions, high-net-worth individuals, and retail investors worldwide.As an Associate Control Manager in the Asset and Wealth Management, you support the governance of Control Committees by ensuring compliance with all applicable policies, standards, procedures,...

  • Control Management

    2 weeks ago

    Bengaluru, Karnataka, India JPMorganChase Full time

    Job DescriptionYou are a strategic thinker passionate about driving solutions in Control Management. You have found the right team.As a Control Management Analyst within the Compliance and Operational Risk Evaluation (CORE) team, you will be responsible for preparing the Legal Entity Risk Assessment (LERA) and Qualitative Risk Appetite (QRA) for APAC Legal...

  • Control Manager

    1 week ago

    Bengaluru, Karnataka, India JPMorganChase Full time ₹ 5,00,000 - ₹ 10,00,000 per year

    DescriptionYou are a strategic thinker passionate about driving solutions in Controls. You have found the right team.As a Control Management Professional in our Finance team you will spend each day defining, refining and delivering set goals for our firm.Job ResponsibilitiesWork on oversight and monitoring of Reg W transaction balances (between Bank &...

  • Control Manager

    5 days ago

    Bengaluru, Karnataka, India JPMorgan Chase Full time

    You are a strategic thinker passionate about driving solutions in Controls. You have found the right team.As a Control Management Professional in our Finance team you will spend each day defining, refining and delivering set goals for our firm.Job ResponsibilitiesWork on oversight and monitoring of Reg W transaction balances (between Bank & their...