Group Lead Legal

3 days ago

Gurgaon, Haryana, India Ameriprise Financial Services, LLC Full time ₹ 12,00,000 - ₹ 24,00,000 per year
The role will focus primarily on legal and regulatory matters relating to Columbia Threadneedle Investments' asset management business and in particular its registered funds, regardless of jurisdiction, offering documents.

The role will focus primarily on legal and regulatory matters relating to Columbia Threadneedle Investments' asset management business and in particular its registered funds, regardless of jurisdiction, offering documents.  Specific responsibilities include:

  • Manage the maintenance of Columbia Threadneedle Investment Funds' home state prospectuses and filing of Columbia Threadneedle Investment Funds' prospectuses and ancillary documents in host state jurisdictions across EMEA and APAC including arranging of translations and country specific documents as well as liaising with external counsel and representative agents as well as informing internal stakeholders of progress and presenting as necessary at internal meetings.

  • Managing share class and sub-fund registration and de-registrations across EMEA and APAC, including preparation of notification packages with country specific requirements and updating internal stakeholders of progress as well as keeping internal records up to date.

  • Filling of KIDs in multiple jurisdictions across EMEA.

  • Drafting non-disclosure agreements relating to regulatory reporting and portfolio holdings release for clients and recording progress in internal record keeping system.

  • Working closely with internal stakeholders to maintain existing and open new sub-custody accounts for Columbia Threadneedle Investments funds' in multiple jurisdictions.

  • Assisting where required in work relating to new fund launches/closure.

  • Assisting where required on legal projects relating to regulatory work and related requirements.

  • General research support to the Retail Funds and Distribution Team.

Key Capabilities:

 

Essential:

  • Working knowledge of UCITS funds and the global asset management industry

  • Excellent stakeholder management skills

  • Attention to detail

  • Good written and verbal communication skills

  • Good Adobe, Word and Excel skills

 

Desirable: 

  • Experience working within a global financial services or asset management company

  • Experience with and understanding of the general framework of asset management products and services, ideally within Europe and globally

  • Experience working with disclosure documents generally

  • undefined

     

     

    Working Relationships:

    External:  External legal counsel; regulators; vendor contacts

    Internal:  Product; Compliance; Change management team; legal teams, Distribution

About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm's focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You'll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

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