L4 - Operation & Compliance - MH - Pune - BACL
20 hours ago
DESCRIPTION
- Level: L3
- Department: Sales Compliance
- Designation: Manager Compliance
- Responsible for: Sales Compliance
- Location: HO Akurdi
- Experience: Minimum 5 years, preferably in Financial Services/Banking/FMCG/NBFC
- Qualification: Any graduate/P.G.
- Reporting To: Sr. Manager – Sales Compliance
- Nature of Role: Individual Performer
KPA
- Governance activity, Process evaluation & built controls
- Closely monitoring the system and review data
- Automate the report
- Data analysis
- Big data handling
ROLE & RESPONSIBILITY
- To implement an effective Compliance Management Framework to ensure operational risks and controls are being managed appropriately at the Business level in a proactive and disciplined manner to meet external, internal and regulatory requirements.
- Provide analytical solutions through statistical modelling, reporting and data analysis
- Must know Power BI & SQL & Oracle
- Preferred skills:
- Knowledge of SFDC data model
- Governance activity will be crucial part of this :-
- Closely monitoring the system and review data
- Automate the report
- Data analysis
- Big data handling
- Do regular audit activities of process / data
- Maintain daily and month trackers for audit reviews.
- Project Management – Run and Support Various Risk and Compliance projects. Work with specific business units to enable them to deploy solutions.
SKILL SET REQUIRED
- Out of box thought process
- Social & outspoken
- Result orientation
- Analysis Skills
- Must Know SQL/ Power BI
- Prior experience in data management and analysis
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