Legal and Compliance Officer
3 days ago
Department: Compliance / Legal & Regulatory Affairs
Reports To: Head of Compliance / CEO / Board of Directors
Key Responsibilities
· Regulatory Liaison:
- Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.).
- Handle all official communications and queries from the RBI regarding inspections, audits, and compliance matters.
· Grievance Redressal:
- Receive, record, and address customer complaints in line with RBI Fair Practices Code.
- Ensure timely resolution of complaints within regulatory timelines (e.g., 30 days).
- Prepare periodic reports on grievance status for submission to regulators and management.
· Compliance Monitoring:
- Ensure company policies and practices are in full compliance with RBI guidelines for NBFCs, including KYC/AML, CIC reporting, and digital lending norms.
- Serve as the official liaison with Credit Information Companies (CICs) for credit data reporting.
- Oversee accurate and timely submission of regulatory returns (DNBS filings, CIR submissions, statutory reports).
· Audit & Inspections:
- Facilitate internal and external audits, as well as RBI inspections.
- Provide required documentation, explanations, and data to auditors and regulators.
· Policy Development & Training:
- Assist in drafting and updating compliance-related policies.
- Train staff (customer service, operations, collections) on grievance handling and compliance protocols.
· Reporting:
- Prepare reports for the Board/Audit Committee on compliance status, customer complaints, and regulatory interactions.
- Maintain comprehensive documentation of all communications with RBI and other regulators.
Qualifications
· Education:
- Bachelor's Degree in Law, Finance, Business Administration, or a related field.
- Preferred: Master's Degree (MBA / LLM / Chartered Accountant / Company Secretary).
· Experience:
- Minimum 5–7 years of experience in compliance, legal, audit, or regulatory affairs, preferably in NBFCs, banks, or fintech companies.
- Prior experience in direct liaison with regulators (RBI, SEBI, IRDAI, etc.) is highly desirable.
· Skills & Knowledge:
- Strong knowledge of RBI NBFC Master Directions, Fair Practices Code, KYC/AML regulations, and Digital Lending Guidelines.
- Excellent communication skills, both written and verbal, in English and local language.
- Strong problem-solving and decision-making abilities.
- Ability to coordinate across departments (Finance, Legal, Operations, IT).
· Other Requirements:
- High integrity, attention to detail, and ability to maintain confidentiality.
- Must be available as an official public contact point (name and contact details published on the NBFC's website as per RBI requirement).
- Willingness to attend meetings with regulators (RBI, CICs, Ombudsman) as needed.
Job Type: Full-time
Pay: ₹40, ₹80,000.00 per month
Benefits:
- Commuter assistance
- Health insurance
- Internet reimbursement
- Leave encashment
- Paid sick time
- Work from home
Application Question(s):
- Current CTC?
- Expected CTC?
- Can You Join Immediately, if yes then how many days?
Experience:
- in legal and regulation compliances: 5 years (Required)
Work Location: In person
-
Legal Intern
3 days ago
Ahmedabad, Gujarat, India IGP LEGAL Full time ₹ 3,00,000 - ₹ 6,00,000 per yearCompany DescriptionAt IGP Legal, we pride ourselves on being a trusted partner for our clients through every phase of their projects, from concept to completion. Our dedicated team possesses experience and expertise necessary to navigate legal compliance complexities, ensuring client needs are fully understood and effectively catered to. We provide tailored...
-
Legal and Compliance Officer
3 days ago
Ahmedabad, Gujarat, India Vaishali Securities Full time ₹ 5,00,000 - ₹ 15,00,000 per yearJob Description Nodal Officer Position Title: Nodal Officer Department: Compliance / Legal & Regulatory Affairs Reports To: Head of Compliance / CEO / Board of Directors Key Responsibilities Regulatory Liaison: 1. - Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.). 2. - Handle all official...
-
Compliance Officer
6 days ago
Ahmedabad, Gujarat, India Prudent Corporate Advisory Services Ltd. Full time ₹ 4,00,000 - ₹ 12,00,000 per yearPrudent Corporate Advisory Services Ltdis urgently hiring for the post ofCompliance Officer.Location :AhmedabadExperience required :Min 2 YearsJob Description:Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products;Liaise with external legal and regulatory authorities,Drafting & vetting of...
-
Manager - Legal & RERA Compliance
3 days ago
Ahmedabad, Gujarat, India Pacifica Companies Full time ₹ 1,04,000 - ₹ 1,30,878 per yearCompany DescriptionPacifica Companies is a privately held, vertically integrated real estate developer, owner, investor, and investment manager. Founded in 1978 and headquartered in San Diego, California, the company has grown significantly through its strategic investment approaches and partnerships. Pacifica's extensive real estate portfolio spans hotels,...
-
Legal Officer
7 days ago
Ahmedabad, Gujarat, India AM Consultants Full time ₹ 9,00,000 - ₹ 12,00,000 per yearDraft, review, and finalize contracts, agreements, MoUs, and legal documents related to construction projects and property transactions. Provide legal advice on land acquisition, RERA compliance, property titles, and construction-related regulations
-
Compliance Officer
1 week ago
Ahmedabad, Gujarat, India, Gujarat Tipsons Group Full timeEnsure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)Assisting the team in organizing, preparing agenda for and...
-
Legal Counsel
21 hours ago
Ahmedabad, Gujarat, India Zydus Wellness Full time ₹ 8,00,000 - ₹ 18,00,000 per yearCADILA HEALTHCARE LIMITEDAbout Zydus WellnessZydus Wellness, an FMCG leader, develops, manufactures, and markets health and wellness products, integrating healthcare, skincare, and nutrition. Founded in 1988 with Sugar Free, India's first zero-calorie sugar replacement, it now manages seven global brands, including Complan, Glucon-D, Everyuth, and Nutralite....
-
Head of Legal Affairs
5 days ago
Ahmedabad, Gujarat, India Venus Group Of Companies Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Title: Head – LegalCompany Name: Venus Group of CompaniesLocation: Ahmedabad (Head Office)Industry: Real EstateExperience Required: 20+ years in the Real Estate Industry with expertise in Legal Management, Land Acquisition, and RERA ComplianceAbout the Role:We are seeking a strategic, experienced, and results-orientedHead – Legalto lead our legal and...
-
Legal Content Writer
7 days ago
Ahmedabad, Gujarat, India NIYEAHMA Full time ₹ 9,00,000 - ₹ 12,00,000 per yearLegal Content Writer – AML/CFT DomainLocation: Ahmedabad (Work from Office)Positions Available: 10About the Role:We are looking forpassionate and knowledgeable Legal Content Writersto join our growing team in Ahmedabad.If you have a legal or compliance background (LLB, CA, CS, CAMS, etc.) and a natural flair for writing, this is an opportunity to bring...
-
Compliance Officer
2 weeks ago
Ahmedabad, Gujarat, India Lakshya Asset Management Full time ₹ 5,00,000 - ₹ 15,00,000 per yearJob Title: Compliance OfficerLocation: AhmedabadEmployment Type: Full-TimeCompany: Lakshya Asset MAnagement Pvt Ltd.About the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other...