PMS Compliance Officer
18 hours ago
- Lead end-to-end compliance processes
- Undertake the responsibilities of our designated CS
- Proactively anticipate regulatory changes and adapt processes
- Coordinate closely with external CA, legal advisors, etc
- Manage internal financial operations
Health insurance
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Compliance Officer
4 weeks ago
Mumbai, Maharashtra, India, Maharashtra SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer – AIF/PMSLocation: Mumbai (Andheri)Experience Required: 6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...
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PMS Compliance Officer
6 days ago
Mumbai, Maharashtra, India Stellar Capital Management Full time ₹ 12,00,000 - ₹ 24,00,000 per yearCompany DescriptionAt Stellar ), we're building AI-powered wealth management for modern Indians.Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients...
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Compliance Officer
4 days ago
Mumbai, Maharashtra, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 36,00,000 per yearPosition Name - Compliance Officer - PMSLocation - Andheri,MumbaiExperience Range - 5+ yrsMandatory Requirement:Manage Compliance aspects of Portfolio Management Services.Job Roles and Responsibilities:Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws.Monitor and implement changes in SEBI circulars, PMS regulatory...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Weekday AI Full time ₹ 12,00,000 - ₹ 2,00,00,000 per yearThis role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 12-20 LPA)Min Experience: 5 yearsLocation: MumbaiJobType: full-timeWe are seeking an experienced professional to manage and oversee compliance activities under SEBI AIF and PMS Regulations. The ideal candidate will be responsible for ensuring end-to-end regulatory adherence, handling...
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Compliance Officer
6 days ago
Mumbai, Maharashtra, India Weekday AI Full time ₹ 1,20,00,000 - ₹ 2,00,00,000 per yearThis role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 12-20 LPA)Min Experience: 5 yearsLocation: MumbaiJobType: full-timeWe are seeking an experienced professional to manage and oversee compliance activities under SEBI AIF and PMS Regulations. The ideal candidate will be responsible for ensuring end-to-end regulatory adherence, handling...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Systematix Shares & Stocks (I) Ltd. Full time ₹ 12,00,000 - ₹ 36,00,000 per yearAbout the CompanySystematix Group is a leading diversified financial services firm offering a wide range of solutions, includingInvestment Banking, Institutional Equities, Wealth Management, Retail Broking, and Asset Management. With 35+ years of legacy & 300+ experienced professionals, Systematix has built a strong track record of delivering value-driven...
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Compliance Officer
2 days ago
Mumbai, Maharashtra, India Russell Investments Full time ₹ 12,00,000 - ₹ 24,00,000 per yearBusiness Unit:Compliance, Risk and Internal AuditReporting To:Compliance ManagerShift:EMEA (1:30 pm - 10:30 pm IST) (India)About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial...
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Compliance Officer
5 days ago
Mumbai, Maharashtra, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 36,00,000 per yearPosition Name - Compliance OfficerLocation - MumbaiExperience Range - 5 to 8 yearsJob Roles and Responsibilities:The role involves end-to-end responsibility for fund administration, investor servicing, compliance, and coordination with key stakeholders for Indias leading early-stage Angel fund(s).The position requires strong regulatory understanding,...
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PMS Ops Assistant Manager
1 week ago
Mumbai, Maharashtra, India Domnic Lewis Full time ₹ 6,00,000 - ₹ 12,00,000 per yearPortfolio Management Services (PMS) - Operations Job Profile 1. Role Overview A PMS Operations professional ensures smooth execution, compliance and reporting of client investments under PMS. The role is primarily back-office/mid-office, relationship with various teams by handling trade execution, settlements, reconciliations, regulatory compliance, client...
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pms
1 week ago
Mumbai, Maharashtra, India Noble Global Network Full time ₹ 1,20,000 - ₹ 6,00,000 per yearVacancy at pms OfficeSujal ShahVacant Position: back office for mutual funds,general, life, health insurance, equity,ipo,pre ipo and propertyRole: Investor Relations, Back Office,Location: malad eastPreference: Female and male candidates (freshers can apply)Job Types: Full-time, Permanent, FresherPay: ₹10, ₹25,000.00 per monthWork Location: In person