Team Member

2 weeks ago


Bengaluru, Karnataka, India National Securities Depository Limited Full time

Role

Team Member - Surveillance

Qualification

Postgraduate in Finance or Bachelor's degree or diploma in Law, Legal Studies, or a related discipline

Location

Bangalore

Experience

3–5 years

Job Description:

  • Good knowledge of depository services, and regulatory frameworks.
  • Process and tracking regulatory orders in accordance with internal procedures and external regulations.
  • Review, interpret, and analyze regulatory or Court orders, guidelines, and compliance requirements.
  • Coordinate with legal, compliance, and operational teams to address regulatory and operational issues.
  • Monitor and review surveillance alerts accordance to depository framework.
  • Investigate alerts and escalate potential issues to all the stakeholders.
  • Maintain accurate records of actions taken and reports generated.
  • Collaborate with internal teams to resolve discrepancies or issues.
  • Assist with regulatory reporting and documentation as needed.
  • Escalate anomalies or suspicious patterns for further investigation.
  • Ensure data confidentiality and compliance with internal and regulatory requirements.
  • Participate in audits and provide documentation as required.

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