Audit call dealer

7 days ago

Lower Parel Mumbai Maharashtra, India sbi securities Full time ₹ 3,00,000 - ₹ 6,00,000 per year

Roles & Responsibilities:

Review and audit dealer-client call recordings related to order placements.

Ensure calls are clear, complete, and accurately reflect trade details.

Identify discrepancies, red flags, gaps or violations and instances of non-compliance.

Maintain detailed and accurate audit documentation and reports.

Work closely with the compliance team to resolve identified issues.

Monitor adherence to internal call recording policies and procedures.

Generate regular summary reports (MIS) on dealers' compliance levels.

Participate in training sessions for dealers to reinforce call compliance standards.

Job Type: Full-time

Pay: From ₹300,000.00 per year

Benefits:

  • Health insurance
  • Provident Fund

Application Question(s):

  • Language Preference - Bengali (Must)

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