Audit call dealer

Roles & Responsibilities: Review and audit dealer-client call recordings related to order placements. Ensure calls are clear, complete, and accurately reflect trade details. Identify discrepancies, red flags, gaps or violations and instances of non-compliance. Maintain detailed and accurate audit documentation and reports. Work closely with the...

Roles & Responsibilities:Review and audit dealer-client call recordings related to order placements.Ensure calls are clear, complete, and accurately reflect trade details.Identify discrepancies, red flags, gaps or violations and instances of non-compliance.Maintain detailed and accurate audit documentation and reports.Work closely with the compliance team to...

Roles & Responsibilities: Review and audit dealer-client call recordings related to order placements. Ensure calls are clear, complete, and accurately reflect trade details. Identify discrepancies, red flags, gaps or violations and instances of non-compliance. Maintain detailed and accurate audit documentation and reports. Work closely with the compliance...

Job Description: Call Audit Executive Position: Call Audit Executive Location: Mumbai Naka Job Responsibilities: - Listen to and review calls recorded in the CRM system. - Conduct daily audits of at least 200+ calls to ensure quality and compliance. - Cross-check that the calling pitch and communication protocols are followed as per company standards. -...

Urgent hiring for a **leading stock market company!** **Designation**: Dealer/Trade Advisor **CTC**: up to 6 LPA Experience - **Min 2 years in the same profile** These are individuals **who are experienced in the stock markets and have requisite skills for acquiring big ticket clients and advise them on their decisions on the stock market & execute client...

Company DescriptionSTCI Primary Dealer Ltd is a leading player in the Fixed Income market, specializing in trading and market-making in Government securities. With a focus on fixed income instruments, including G-secs, T-bills, SDLs, SPLs, and corporate bonds, STCI Primary Dealer Ltd is one of the leading market player in fixed income securities.Role...

Stock Lending & Borrowing Mechanism (SLBM) is a niche segment in the Indian Equities market which help clients earn from their portfolios held for the long term by lending them for a fee. SLBM is completely safe & risk-free as all transactions are guaranteed by NSCCL, a subsidiary of NSE SLB Dealer is responsible for - Placing trades on behalf of...

**Designation**: Sr. Dealer/Trade Advisor/ Sr. Trade Advisor Ideal years of **experience**: 2- 8 years (relevant experience) **Compensation to be offered** : Between 2.7 lacs to 5.00 lacs pa (fixed) + Incentives (performance driven) Reporting to : Branch Manager / Area Manager **Role description**: - Reactivation of clients & acquisition of new clients -...

Job Role - Equity DealerJob Location- Mumbai (Vikhroli)Job purposePerson will be primarily responsible for equity dealing - i.e execute equity trades. He / she will also be responsible for timely closure of all the deals in the system. The role of an dealer is to execute trades on behalf of the company, track market developments closely and inform the team...

Job Role - Equity Dealer Job Location- Mumbai (Vikhroli) Job purpose Person will be primarily responsible for equity dealing - i.e execute equity trades. He / she will also be responsible for timely closure of all the deals in the system. The role of an dealer is to execute trades on behalf of the company, track market developments closely and inform the...