Regulatory Business Advisory Analyst 1-3Yrs position in Mumbai,Maharashtra

1 week ago

Mumbai, Maharashtra, India RANGAM INFOTECH PVT. LTD. Full time ₹ 6,00,000 - ₹ 8,00,000 per year
Job Description

Job Title:

Regulatory Business Advisory Analyst

Location:

Mumbai

Note:
  • Specific/ Mandatory Skills: Effective communicator with proficiency in Written and Spoken English
  • Experience Range: 1-3 years
  • Open to Considering Fresher Candidates (Yes/No): Yes
  • Open to Considering Relocation/ Non-local Candidates (Yes/No): Yes
  • Maximum Monthly CTC (Excluding Service Fees and GST): INR 41,600
  • Contract Duration: 8 months
  • Shift Timings: 9 AM to 6 PM
  • Preference of Hiring Only Diversity Candidate (Yes/No): No
Key Responsibilities:
  • To liaise with clients on procuring documents for updating operational information for client accounts such as Authorised Signatories, Limit of Authority, etc., required to effect custody transactions for the clients.
  • To guide the client on appropriate documents required to update the operational information and communicate effectively to resolve client queries.
  • Co-ordinate with internal stakeholders to ensure that the client's operational information is updated in a timely manner with a focus on a positive client experience.
  • To undertake maker-level activity related to updating static data in regulatory records of FPI clients as per client intimation, in a timely manner and in adherence to SEBI Investor Charter timeline.
  • To identify Client Fees and tag correctly.
  • Supporting RTM/Client-facing Teams with query resolution related to Registration and Account Opening.
  • To Support the Team Lead with Samples for Regulatory and Internal Audits, Inspections.
  • Ensure collation and data updating for Transition Activity with zero missed outs for further review by Team Leads.
Operational Efficiency:
  • All applications to be processed within TAT.
  • Escalation, if any, to be done in a timely manner.
  • Follow the checklists as approved by Compliance and highlight any discrepancies found during reviews.
  • Suggest Automation to team leads, whereby time can be saved and perfection can be achieved.
Efficient & Effective Coordination with All Internal Teams:
  • Communicate and coordinate with all internal functions/stakeholders involved in the process, such as Client Lifecycle Management (CLM), DDP Support team, Client-facing team (RTM), Relationship Managers, AML Officer, Compliance Officer, Sales, etc.
Develop with High Performing Team:
  • Set a high performance culture.
  • Promote and set a good conduct.
Hard Skills & Knowledge:
  • Effective communicator with proficiency in Written and Spoken English.
  • Proficient with Advanced Microsoft Office.
  • Team Player.
  • Knowledge of Capital Markets and Custody.
  • Ability to understand regulatory requirements.
Soft Skills:
  • Ability to work collaboratively across functions.
  • Ability to interact with clients in diverse jurisdictions outside India.
  • Excellent interpersonal skills.
  • Self-motivated, responsible, and rigorous to ensure quality.
  • Ability to work under pressure and tight deadlines.
  • Quick learner with the ability to pick up the process on the go.

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