Compliance Auditor
2 weeks ago
Role & responsibilities
Develop & maintain a comprehensive understanding of regulatory compliance
requirement (RBI/ NHB/MCA / Any other regulatory bodies compliances)
- Periodic review of compliance functions / Processes / Returns / directions
- Timely highlighting findings with stakeholders / process owners for corrective &
preventive action
- Reporting to management
- Tracking of open issues to get timely closures.
Preferred candidate profile
Bachelor's Degree / relevant qualification: Preferably in
finance, accounting, or a related field.
• Experience: 1-5 years of working experience in Compliance function or Compliance
review
• NBFC Expertise: Familiarity with NBFC regulatory requirement under RBI / NHB
guidelines
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