Compliance Auditor

2 weeks ago


Mumbai, Maharashtra, India Capri Global Capital (CGCL) Full time ₹ 6,00,000 - ₹ 12,00,000 per year

Role & responsibilities

Develop & maintain a comprehensive understanding of regulatory compliance

requirement (RBI/ NHB/MCA / Any other regulatory bodies compliances)

  • Periodic review of compliance functions / Processes / Returns / directions
  • Timely highlighting findings with stakeholders / process owners for corrective &

preventive action

  • Reporting to management
  • Tracking of open issues to get timely closures.

Preferred candidate profile

Bachelor's Degree / relevant qualification: Preferably in

finance, accounting, or a related field.


• Experience: 1-5 years of working experience in Compliance function or Compliance

review


• NBFC Expertise: Familiarity with NBFC regulatory requirement under RBI / NHB

guidelines



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