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Senior Team Member

2 weeks ago

Gurgaon, Haryana, India Bank of America Full time US$ 5,00,000 - US$ 10,00,000 per year

Job Description:

About Us

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.  Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

 Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.

Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us

Global Business Services

Global Business Services delivers Technology and Operations capabilities to Lines of Business and Staff Support Functions of Bank of America through a centrally managed, globally integrated delivery model and globally resilient operations.

Global Business Services is recognized for flawless execution, sound risk management, operational resiliency, operational excellence and innovation.

In India, we are present in five locations and operate as BA Continuum India Private Limited (BACI), a non-banking subsidiary of Bank of America Corporation and the operating company for India operations of Global Business Services.

Process Overview*

  • The Securities Exchange Act of 1934 which requires Merrill Lynch to verify client profile information when a new account is opened or if there is any account's investment objective change or periodically, must occur at least once every 36 months. CM&PD team review the images of scanned Client Data Validation letters returned by the client and identify which data attributes need to be updated based on the returned form, and make the respective updates in Client Profile/Client 360. Team also review the deceased status of the client and report out if find any discrepancy and makes reports available to different stake holders for further processing. Team Link the customer's Bank of America relationship on the ML platform that enables the Financial Advisors to review the entire client relationship. Another function that team has to update the four core data attributes (Name, Address, DOB and TIN) from 20-90 days ageing of cases. The core data updates or change will either be accepted or rejected by the team to update the client's profile with the most recent changes. Team also manage the work of Consolidated Audit Trail Phase 2e, this is the process to manage and remediate client data as per the FINRA requirements as a part of adopted Rule 613 on July 11, 2012.

Job Description*

  • Responsible for the review and update the client's information in the client's profile.
  • Identify and track on Large Trader who could possibly influence the market.
  • SEC needs data of Large Trader hence, GBS team review and send alert to branch office to take action to add the Large Trade Identification from the client.
  • Team also Delink the Bank Accounts from the Brokerage profiles.
  • Responsible to interact with LOB and Branch Offices via email and over calls.
  • Provide a high level of quality service, support, and responsiveness to clients of Merrill Lynch, internal clients, and communicate effectively with branch & LOB.
  • Prepare Deceased Customer reports for different stakeholder
  • Team also manage the work of Consolidated Audit Trail Phase 2e, this is the process to manage and remediate client data as per the FINRA requirements as a part of adopted Rule 613 on July 11, 2012.

Responsibilities*

  • Responsible to meet SLA and take ownership to complete the task.
  • Interact with LOB and Branch Offices via email and over call.
  • Keep focus on accuracy and deliver error free work

Requirements*

  • Education* Any Graduate
  • Certifications If Any NA
  • Experience Range* 2-4 Year
  • Foundational skills* Knowledge of Wealth Management and Investment Products , Merrill Lynch Products, Good Communication skills, Basic MS Excel Skills; Work under pressure,

Desired skills* NA

Work Timings* 10:30 to 22:30 Window (subject to change as per business requirement)

Fixed Saturday and Sunday Off

Job Location* GGM