
Compliance Officer-7-10-GIFT City- Gandhinagar
3 days ago
Role : Compliance Officer
Experience : 7 to 8 Years
Qualification : LLB,CA,CS
Location : GIFT City- Gandhinagar
Job Description :
• Ensuring SEZ and IFSCA compliance and reporting applicable to the entity
• Ensuring SEZ compliance and reporting applicable to the funds where the
entity is a trustee
• Liaising with the regulators from time to time and responding to queries or
requirements received from the regulators
• Assist in performing KYC, screening and onboarding of investors as per AML
norms and internal policy of the entity
• Review of Non-disclosure agreement or engagement letters
• Assist the group compliance officer in compliance and secretarial matters
• Drafting letters, and communications with various stakeholders such as
investors, managers, advisors, board members, regulators, service providers,
etc.
• To maintain SOPs and checklist for all the compliance requirements for the
entity and funds
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