
Asset & Wealth Management Operations - Rolling Review - Associate- Bengaluru
2 weeks ago
- Investors, spanning traditional and alternative markets offering products and services
- Advisors, understanding our clients' priorities and poised to help provide investment advice and strategies that make sense for their portfolios
- Thought Leaders, providing timely insights across macro and secular themes to help inform our clients' investment decisions
- Innovators, using our suite of digital solutions to help our clients address complex challenges and meet their financial goals
- Demonstrate the ability to constantly apply sound business judgment to identify unusual or suspicious documentation or activity.
- Develop a profound understanding of Client Identification Program (CIP) policies involving country specific requirements and translate this knowledge to day-to-day responsibilities.
- Satisfy the responsibility for completing detailed reviews of documentation for existing clients, including legal agreements and organizational documents.
- Engage in opportunities to review processes, analyze information, make decisions and recommendations, and implement and monitor procedure enhancements.
- Becoming commercially aware and understand the nature of the business you participate in while at the same time ensuring consistent adherence to all Goldman Sachs CIP standards.
- Displaying a strong ability to influence the Asset management business by serving as a liaison between Anti-Money Laundering Compliance and Sales teams.
- Proactively review indicators of operational issues/concerns with the goal of resolving such issues before client impact
- Providing effective thought leadership in navigating evolving financial regulatory landscape and helping to develop technological solutions to build appropriate architecture
- Minimum of 4 years of professional experience within AML operations
- Be highly collaborative and strong consensus builder
- Demonstrate effective communication and interpersonal skills both written and oral
- Proficient in Microsoft Office, specifically Word, Excel, and PowerPoint
- Bachelor's degree required
- Ability to prioritize and make decisions in a fast-paced environment
- Ability to contribute as an individual contributor in a cross team working group
- Accuracy, attention to detail and strong organizational skills
- Strong analytical and project management skills
- Good understanding of the financial industry
- In-depth knowledge of legal documentation preferred (e.g., trust agreements, partnership agreements and corporate resolutions)
- Compliance and/or regulatory experience a plus, not required
Goldman Sachs
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