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Asset and Wealth Management
2 weeks ago
- Liaise with PWM teams to support clients
- Facilitate initial onboarding of client relationships and subsequent account maintenance
- Participate in ongoing monitoring of client relationships including the rolling review of clients and accounts
- Ensure clients and accounts remain compliant with regulatory requirements and the latest internal policy standards
- Review and understand policy requirements, internally source documentation, prepare client reach-out requests for PWM teams to review, raise any internal actions required and liaise with broader PWM teams to fully close out cases
- Four-year degree or higher in Management, Finance, Accounting or Economics.
- In depth understanding of Processes and Procedures for client on-boarding, account maintenance, and account funding.
- Acquaintance with different financial instruments (Stocks,Options,Fixed Income,Debt)
- Prior experience in wealth management operations or investment process implementation is a plus.
- Excellent organizational skills.
- Superior written and verbal communication skills.
- Ability to maintain a high level of confidentiality
- Enthusiastic and positive approach to problem-solving and client service.
- Proven track record with cross training, task-sharing and mutually supportive teamwork.
- Innovative thought processes and pro-active time management and task completion follow-through.
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