Regulatory Controls Associate

4 days ago

Mumbai, Maharashtra, India Deutsche Bank Full time ₹ 9,00,000 - ₹ 12,00,000 per year

**Job Description:

Job Title: Regulatory Controls Associate

Location: Mumbai, India

Role Description

The Regulatory Controls Associate will be an integral member of the CB IB Business Financial Crime Business Controls Oversight team, based in Mumbai or Bangalore. In this role, the Associate will support the business in meeting various Financial crime controls and Regulatory requirements. Key responsibilities include performing essential control activities, assessing and interpreting policy requirements, and conducting gap analysis through process mapping. The associate will also contribute to the design, implementation, and ongoing reporting of business controls, ensuring robust compliance and effective regulatory oversight within the organization.

What well offer you

As part of our flexible scheme, here are just some of the benefits that youll enjoy

  • Best in class leave policy
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above

Your key responsibilities

  • Perform gap analysis through detailed process mapping to identify and address areas of potential non-compliance or operational risk.
  • Support the design and implementation of robust business controls to strengthen the organizations financial crime prevention framework.
  • Contributes to ongoing monitoring, review, and reporting of business controls, providing timely and accurate updates to management and stakeholders.
  • Collaborate with cross-functional teams (KYC, AFC, Front Office) to ensure effective regulatory oversight and promote a culture of compliance throughout the organization.
  • Performing and/or managing various management reports across multiple jurisdictions
  • Ensure accurate, timely and completeness of reporting
  • Working closely with AFC, technology development teams to provide requirements to support financial crime controls, with the aim to automate as much of the controls / processes as possible
  • Ability to build and maintain effective controls and prioritize activities based on financial crime risk.
  • Clear communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.

Your skills and experience

  • 5-8 yearswork experience within an Ops role within financial services.
  • Graduate in Finance/Science/Technology
  • Experience in AML / Sanctions preferred
  • Ability to work independently, as well as in a team environment
  • Clear and concise communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.
  • Experience in data analysis with intermediate/advanced Microsoft Office Suite skills including VBA.**

  • Regulatory & Operations Associate

    2 weeks ago

    Mumbai, Maharashtra, India AmyScan Healthcare Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Job Title:Regulatory & Operations Associate – DiagnosticsCompany:AmyScan Healthcare Pvt. Ltd.Location:SINE, IIT BombayEmployment Type:Full-timeAbout AmyScan Healthcare:AmyScan Healthcare Pvt. Ltd. is a healthcare/medtech startup developing research-backed diagnostic innovations for neurodegenerative diseases, beginning with a blood-based diagnostic...

  • Remote Senior Associate Regulatory Affairs

    2 weeks ago

    Mumbai, Maharashtra, India Cliniminds Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Cliniminds is hiring Senior Associate Regulatory Affairs on behalf of globsl consulting company.Role Summary:The Senior Regulatory Associate plays a key role in supporting regulatory submission activities across Asian markets, primarily for biosimilar products. This role involves hands-on drafting, quality checking (QC), and performing Level 1 review of eCTD...

  • Finance Regulatory Reporting, Officer

    5 days ago

    Mumbai, Maharashtra, India Citi Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    The Regulatory Reporting role is an analyst position within the Controllers Organization that will report up through the Head of Regulatory and Capital Reporting. The individual will support the preparation, analysis and submission of regulatory reports to various constituencies (local regulators etc.) based on applicable requirements such as local...

  • Regulatory Reporting Analyst

    1 week ago

    Mumbai, Maharashtra, India JPMC Candidate Experience page Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Description Join our dynamic team as a Regulatory Reporting Analyst within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand with the Change...

  • Finance Regulatory Reporting, Officer

    5 days ago

    Mumbai, Maharashtra, India Citi Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Discover your future at CitiWorking at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact.Job OverviewThe Regulatory Reporting role is an analyst position within the...

  • Regulatory Reporting Analyst

    1 week ago

    Mumbai, Maharashtra, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    JOB DESCRIPTION DescriptionJoin our dynamic team as a Regulatory Reporting Analyst within the Regulatory Controls Team, where you'll play a pivotal role in shaping the future of Regulatory Trade Reporting for the Global Credit, Rates, and Equities Derivative Group. This is your chance to be at the forefront of regulatory innovation, working hand-in-hand...

  • Regulatory Operations

    2 weeks ago

    Mumbai, Maharashtra, India, Maharashtra Airtel Payments Bank Full time

    Purpose of the Job This is a Subject Matter expertise profile which requires a detail-oriented and experienced Regulatory Reporting professional to join our team. The ideal candidate will have a strong background in banking, possess relevant regulatory knowledge Candidate will be responsible for preparing, reviewing, and submitting timely and accurate...

  • Associate, Regulatory Affairs

    1 week ago

    Mumbai, Maharashtra, India Colgate-Palmolive Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Relocation Assistance Offered Within Country Mumbai, Maharashtra, IndiaWho We AreColgate-Palmolive Company is a caring, innovative growth company that is reimagining a healthier future for all people, their pets and our planet. Focused on Oral Care, Personal Care, Home Care and Pet Nutrition, we sell our products in more than 200 countries and territories...

  • Finance Regulatory Reporting, Assistant Vice President

    4 days ago

    Mumbai, Maharashtra, India Citi Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    The Regulatory Reporting role is a senior analyst position within the Controllers Organization that will report up through the Head of Regulatory and Capital Reporting. The individual will support the preparation, analysis and submission of regulatory reports to various constituencies local regulators etc. based on applicable requirements and local...

  • Regulatory Exam Management

    6 days ago

    Mumbai, Maharashtra, India Citi Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Serves as an officer for COO's Regulatory Management (exams and interactions) responsible for the promotion, support, monitoring and reporting on Citi's interactions with its regulators, including queries arising in the normal course of business outside of specific examinations, and managing supervisory examinations, globally.The Regulatory Exam Management...