Investment Bank

India
- Audit
- Group Functions

**Job Reference #**
- 261458BR

**City**
- Mumbai, Pune

**Job Type**
- Full Time

**Your role**
- Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for an Investment Bank Auditor who can:
- independently lead or perform audits and issue assurance on our Investment Bank audit team (IB), to mainly focus on Operations areas, including margin management, trade processing, regulatory transaction reporting, payments, corporate actions, and securities and OTC derivatives settlements but also working on other audits including front-office audits
- identify and evaluate the effectiveness of controls designed to address key risks
- deliver audit results and risk focused conclusions on time and within budget, to drive appropriate business actions
- follow Group Internal Audit's (GIA) risk control and governance framework to assess the effectiveness of governance, controls, processes and sustainability of remediation activities
- monitor the risk profile and developments within Operations and provide ongoing input for business risk assessments and build trust and maintain relationships with senior stakeholders in Group Operations
- collaborate with peers within and across audit teams, and when in charge of an audit, effectively manage auditors and support the audit mandate

**Your team**
- You’ll be working in the Group Internal Audit (GIA) team. GIA’s role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment within all business divisions and Corporate Center/Shared Services functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
- We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is responsible for auditing the Investment Bank globally with a primary focus on IB Operations areas.
- Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

**Your expertise**
- a university degree, equivalent education or professional audit designation such as CIA, CPA
- ideally 6 - 8 years of experience with in-depth knowledge of the investment banks and / or Operations areas in financial industry. This experience could have been gained in an Operations or Internal Audit function
- strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods
- able to quickly understand complex processes, identify risks and inadequacies in procedures, as well as propose practical and sustainable solutions
- ability to build relationships with all levels and ranks of the UBS organization
- a good understanding of banking operations and regulations
- potential to grow and take on more responsibilities

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.