Sebi Compliance Officer

Job Purpose At Hindalco Governance is practice and compliance its outcome Hindalco is part of Nifty Fifty companies and Sensex 30 Company Hindalco is face for other Group Company as well Grasim Ultratech ABFRL when it comes to good compliances practice considering nature of transactions that took place till date Even the world is looking up to companies with...

Job Role: Company Secretarial and SEBI Compliances Reporting: Compliance Officer Location: Mumbai Key Responsibilities: a) Assist in monitoring compliance of the SEBI Mutual Fund Regulations and timely reporting by MF/AMC and exceptions thereto, to SEBI, Board of AMC and Trustees b) Assist in Timely submission of periodical reports to Regulators, AMFI and...

**AMIN Compliance - SEBI (Mutual Funds)**: - From 5 to 7 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** This position requires at least about 5-7 years of experience in asset management compliances and reasonable understanding of the regulatory framework applicable to asset management businesses in India...

Position Name - Compliance Officer - PMSLocation - BKC,MumbaiExperience Range - 5+ yrsMandatory Requirement:Manage Compliance aspects of Portfolio Management Services.Job Roles and Responsibilities:Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws.Monitor and implement changes in SEBI circulars, PMS regulatory...

Position: Company Secretary and Compliance Officer (Secretarial & Legal) Location: Mumbai Reports to: Managing Director / Board of Directors Role Overview The Company Secretary, Legal & Compliance Officer will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI regulations, and all applicable corporate laws. The...

Years of Experience: 6-8 years Qualification-: Qualified CS / LLB Work location: Lower Parel CTC - Best in Industry Job Description - Compliance Officer 1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013,...

This role is for one of the Weekday's clients Salary range: Rs - Rs (ie INR 12-20 LPA)Min Experience: 5 years Location: Mumbai JobType: full-time We are seeking an experienced professional to manage and oversee compliance activities under SEBI AIF and PMS Regulations . The ideal candidate will be responsible for ensuring end-to-end regulatory adherence,...

Looking for a Compliance Officer for a Stock Broking Firm based in Mumbai.Key Responsibilities:1. Regulatory Compliance:Ensure full compliance with SEBI regulations, stock exchange rules, and other applicable laws governing the stock broking business.Regularly monitor and review changes in SEBI guidelines and circulars, and implement necessary updates in...

Position Name - Compliance Officer - PMSLocation - BKC,MumbaiExperience Range - 5+ yrsMandatory Requirement:Manage Compliance aspects of Portfolio Management Services.Job Roles and Responsibilities:Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws.Monitor and implement changes in SEBI circulars, PMS regulatory...

Position Name - Compliance Officer - PMSLocation - Andheri,MumbaiExperience Range - 5+ yrsMandatory Requirement:Manage Compliance aspects of Portfolio Management Services.Job Roles and Responsibilities:Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws.Monitor and implement changes in SEBI circulars, PMS regulatory...