Dvp / Avp - Compliance & Legal (Corporate Banking)

3 days ago

Mumbai, India Riverforest Connections Full time

**Job Purpose**
Lead the Compliance segment for Corporate Banking. Track the Compliance parameters and propose ways to keep it in control by liaising with different stake holders of the bank. Create prosses to smoothen the ways to taken the pendency of the compliance parameters.

**Skills Required**:
Compliance, Audit, corporate banking

**Location**

Mumbai

**Roles & Responsibilities**

**Compliance**
- Monitor Corporate Banking Group (CBG) Compliance items like CAM Overdue, Deferrals, Re-KYC, Beneficial ownership, Intraday-Monitoring, IDPMS, EDPMS, High Value transactions.
- Responsible for updating the Top management on Compliance parameters
- Prepare Weekly Compliance & Control Report
- Providing data for quarterly Audit data for Corporate banking group to the Audit team.
- Analyzing & providing data to the ORM team for their quarterly Auditing and deriving the risk factor for the same.
- Coordinating with CBG RMs for the Compliance & Audit requirement
- Liaise with different stake holders of the bank for the Compliance parameters on regular basis
- Advise the Relationship manager on the legal requirements
- Be responsible for Compliance Pending item clearance for CBG
- Set up process note for Compliance Item clearance
- Identify customer, process, risk and business impact due to Compliance parameters
- Responsible for reimagining the existing Compliance process in CBG
- Keep the CBG Group updated with the new Compliance policies of the bank with proper process note and sessions if required
- Promptly address any process gaps and change in priorities
- Monitor development projects and ensure achievement of commitments on time
- End to end ownership of the Corporate banking Compliance & Legal requirement

**Key Skills**
- Knowledge of Compliance background
- Should have experience in RBI Audit & Internal Audit
- Strategic and analytical thinking
- Excellent inter personal, presentation and communication skills
- Knowledge of Wholesale Banking
- Ability to use data and analytics to drive objectives
- Experience in working with cross functional teams
- Self-starter, having strong attention to detail and problem-solving skills

**Education/Qualification**

MBA

**Years Of Experience**

8 to 15 Years

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