Nbfc Compliance

2 weeks ago

Pitampura Delhi Delhi, India orbitol intelligence pvt ltd Full time

**Key Responsibilities**:

- Ensure day-to-day legal and regulatory compliance of the NBFC with RBI
- Manage all filings and disclosures under RBI, SEBI, MCA, Income Tax, and other statutory authorities.
- Maintain and update a comprehensive compliance calendar
- Handle documentation and legal processes under the **SARFAESI Act**:

- Assist in insolvency-related matters including CIRP processes under **IBC**:

- Provide support in NCLT proceedings - including documentation, affidavit preparation, appearance coordination, and follow-up with legal counsel.
- Maintain internal records of loans and advances, board approvals, charges, and related filings in accordance with RBI and Companies Act requirements.

**Eligibility & Qualifications**:

- Graduate/Post-Graduate in Law, Commerce, or Business Administration.
- Strong understanding of applicable legal and regulatory frameworks governing NBFCs and insolvency matters.
- Proficiency in using MCA and RBI portals for compliance management.

**Preferred Experience**:

- 1-2 years in an NBFC, financial services company, or legal/compliance consultancy.
- Active involvement in preparing and managing legal filings before the **National Company Law Tribunal (NCLT)**.
- Exposure to CIRP or liquidation cases from the lender or creditor side.
- Experience in corporate secretarial practices and regulatory filings.

**Should Have Knowledge of the Following Related Areas**:

- **RBI Regulatory Framework**: Master Directions for NBFCs, Fair Practices Code, Credit Concentration Norms, Asset Classification norms.
- **SARFAESI Act, 2002**: End-to-end knowledge of procedures, enforcement measures, timelines, and legal formats.
- **Companies Act, 2013**: Provisions relating to Board governance, statutory filings, appointment and resignation of directors, share allotment, etc.
- **Insolvency and Bankruptcy Code (IBC), 2016**: Understanding of CIRP stages, claim forms, resolution timelines, liquidation triggers, and IBBI regulations.
- **NCLT Procedures**: Knowledge of petition formats, public announcements, claim verification, and ongoing tracking of hearings.
- **SEBI Regulations**

Pay: ₹25,000.00 - ₹35,000.00 per month

Work Location: In person

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